RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
P•••••• D•••• M••••••
- L•• F•••••••• L•• BD affiliated currentsince Jul 10, 2025 · Kerrville, Tx
- M•••••• F•••••••• S•••••••• L•• unclassifiedJun 20, 2013 to Dec 31, 2023 · Kerrville, Tx
- N••• F•••••••• G••••• I••• formerMar 13, 2009 to Jul 10, 2025 · Houston, Tx
- M••••• S•••••• • C•• L•• unclassifiedApr 2, 2007 to Mar 16, 2009 · Kerrville, Tx
- M••••• S•••••• D• I••• unclassifiedMay 25, 2001 to Apr 2, 2007 · Kerrville, Tx
- N••• F•••••••• G••••• I••• to M•••••• F•••••••• S•••••••• L••left Jul 10, 2025, registered Jun 20, 2013 (-4403 days) · Other
- M•••••• F•••••••• S•••••••• L•• to L•• F•••••••• L••left Dec 31, 2023, registered Jul 10, 2025 (557 days) · Other
- M••••• S•••••• • C•• L•• to N••• F•••••••• G••••• I•••left Mar 16, 2009, registered Mar 13, 2009 (-3 days) · Other
- M••••• S•••••• D• I••• to M••••• S•••••• • C•• L••left Apr 2, 2007, registered Apr 2, 2007 (0 days) · corporate re-registration, not a move
- P•••••• D•••• M•••••• left N••• F•••••••• G••••• I••• for M•••••• F•••••••• S•••••••• L•• (registered 2013-06-20)Jul 10, 2025 · Advisor changed firm · fact
- P•••••• D•••• M•••••• left M•••••• F•••••••• S•••••••• L•• for L•• F•••••••• L•• (registered 2025-07-10)Dec 31, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address