DFX Intelligence
Reading the graph
Reading the graph
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Advisor at S•••••••• F•••••••• S••••••••• I•••
EL DORADO HILLS, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| S•••••••• F•••••••• S••••••••• I••• | Independent wealth | Jan 18, 2022 | n/a | yes | EL DORADO HILLS, CA | Current employment |
| B•••••• • A••••••••• L•• | State registered | Mar 7, 2019 | Mar 18, 2022 | no | ROSEVILLE, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| B•••••• • A••••••••• L•• | S•••••••• F•••••••• S••••••••• I••• | Mar 18, 2022 | Jan 18, 2022 | -59 | Firm change after gap | Other |
| N•• F•••••••• G••••• L•• | B•••••• • A••••••••• L•• | Dec 31, 2021 | Oct 17, 2018 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 112059:300233:CA:2019-04-18 | Apr 18, 2019 | Mar 7, 2019 | ROSEVILLE, CA | Firm change after gap |
| B•••••• • A••••••••• L•• | n/a | Oct 17, 2018 | Apr 18, 2019 | no | ROSEVILLE, CA | Previous registration |
| N•• F•••••••• G••••• L•• | Former SEC adviser | Feb 12, 2018 | Dec 31, 2021 | no | ROSEVILLE, CA | Previous registration |
| -1,171 |
| Firm change after gap |
| Other |
| B•••••• • A••••••••• L•• | B•••••• • A••••••••• L•• | Apr 18, 2019 | Mar 7, 2019 | -42 | Firm change after gap | Other |