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Reading the graph
Advisor at EMPIRICAL WEALTH MANAGEMENT
SEATTLE, WA | Irvine, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| EMPIRICAL WEALTH MANAGEMENT | Independent wealth | Dec 9, 2024 | n/a | yes | Irvine, CA|SEATTLE, WA | Current employment |
| CWS CAPITAL PARTNERS LLC | Asset manager | Mar 2, 2020 | Jun 23, 2021 | no | NEWPORT BEACH, CA | Previous registration |
| CWS INVESTMENTS | State registered | Aug 8, 2019 | Jun 23, 2021 | no | NEWPORT BEACH, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CWS CAPITAL PARTNERS LLC | EMPIRICAL WEALTH MANAGEMENT | Jun 23, 2021 | Dec 9, 2024 | 1,265 | Firm change after gap | Other |
| CWS INVESTMENTS | CWS CAPITAL PARTNERS LLC | Jun 23, 2021 | Mar 2, 2020 | -478 | Firm change after gap | Other |