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E•••••••• FINANCIAL SERVICES, LLC, CRD 152622
SEATTLE, WA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| K•••••• R••••• S•••• | Certified Financial Planner | SEATTLE, WA | 16 | 31 | 4 | no |
| E•••• A••••• B•••• | Certified Financial Planner | SEATTLE, WA | 16 | 25 | 5 |
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| E•••••••• A••••••••• I••••• F•••• L• | Other Private Fund | $16.4M | Jul 29, 2026 | 53 | Feb 15, 2018 | reported | 021-301631 |
| E•••••••• V•••••• C•••••• F•••• L• | Venture Capital Fund | $0 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| B••••• E••••• A••••• | DIRECTOR OF FINANCIAL PLANNING & MEMBER | A | yes | 10/2010 | Jul 29, 2026 | Jul 29, 2026 |
| B•••••• J•••••• W•••• | CHIEF COMPLIANCE OFFICER & MEMBER | Na | yes | 01/2021 | Jul 29, 2026 | Jul 29, 2026 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| D••••••••• F•••••••• S•••••••• L•• | n/a | Independent wealth | $11.5M | Y | no | n/a |
| E•••••••• I••••••••• L•• | n/a | n/a | n/a | Y | no | n/a |
| E•••••••• P••••••••• L•• |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Irvine | CA | United States | 9 | no |
| Portland | Or | United States | 7 | no |
| SAN FRANCISCO | CA | United States | 5 | no |
| Bellevue | Wa | United States | 5 | no |
| Anchorage | Ak | United States |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 8 | 2 | 6 | 2.9% | 1 | 0 | 0 | 24 | 10 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $8.4B | $6.7B | 25.8% | $4.2B | 26.3% | 94 | 94 | 17 | 14 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| M•••••• | 2 | Feb 28, 2024 | Feb 6, 2024 | SEATTLE, WA | Team lift out | RIA to ibd | 4.5% |
| no |
| S••• Z••••• | Certified Financial Planner | Irvine, CA | SEATTLE, WA | 16 | 17 | 2 | no |
| S•••• J••••• L•• | n/a | SEATTLE, WA | 16 | 17 | 2 | no |
| L•••• D•••• E•••••• | n/a | SEATTLE, WA | 15 | 25 | 4 | no |
| E••• J•••• L••• | Chartered Financial Analyst | Portland, OR | SEATTLE, WA | 12 | 14 | 1 | no |
| B•••• D•••• R••• | Certified Financial Planner | SAN FRANCISCO, CA | SEATTLE, WA | 12 | 12 | 1 | no |
| J•••• P•••••• S••••••• | Certified Financial Planner | SEATTLE, WA | 12 | 26 | 1 | no |
| M•••••• P•••••• K•••• | Certified Financial Planner|Chartered Financial Analyst | Portland, OR | SEATTLE, WA | 11 | 26 | 2 | no |
| L•••••• M•••• F••••••••• | n/a | SEATTLE, WA | 10 | 10 | 1 | no |
| J•••• A•••• J•••• | n/a | SEATTLE, WA | 9 | 11 | 1 | no |
| J••• T••••• M••••• | Certified Financial Planner | SEATTLE, WA | San Francisco, CA | 8 | 12 | 1 | no |
| M••• B••• U••• | Certified Financial Planner | SEATTLE, WA | Portland, OR | 6 | 23 | 5 | no |
| T••••• S•••• M••••• | Certified Financial Planner | Bellevue, WA | SEATTLE, WA | 6 | 11 | 2 | no |
| C••••••••• J••••• E•••••• | Certified Financial Planner|Chartered Financial Analyst | SEATTLE, WA | Bellevue, WA | 6 | 19 | 2 | no |
| J••••• W•••• B••••• | n/a | Bellevue, WA | SEATTLE, WA | 5 | 29 | 1 | no |
| C••••••• M•••• C••••••• | Certified Financial Planner | Los Angeles, CA | SEATTLE, WA | Irvine, CA | 5 | 17 | 5 | no |
| S•••••• J•••• B••• | Certified Financial Planner | SEATTLE, WA | Portland, OR | 5 | 30 | 4 | no |
| C••••• J••••• L•••••• | Certified Financial Planner | San Francisco, CA | SEATTLE, WA | 4 | 14 | 2 | no |
| K•••• B••• | Certified Financial Planner | SEATTLE, WA | Seattle, WA | 4 | 10 | n/a | no |
| S••••• P•••••• | n/a | SEATTLE, WA | Bellevue, WA | 4 | 10 | n/a | no |
| D••••• M•••••• R•• | Certified Financial Planner | SEATTLE, WA | Portland, OR | 4 | 17 | 9 | no |
| R••••• D••• T••••• | n/a | SEATTLE, WA | Irvine, CA | 4 | 10 | n/a | no |
| A••• J••••• M•••• | Certified Financial Planner | SEATTLE, WA | Irvine, CA | 4 | 10 | 3 | no |
| A•••••••• J••••• B••••• | Certified Financial Planner|Chartered Financial Analyst | SEATTLE, WA | Santa Monica, CA | 4 | 19 | 1 | no |
| 1 |
| Jul 10, 2018 |
| dropped |
| 021-314499 |
| DIRECTOR OF TAX AND WEALTH TRANSFER & MEMBER |
| Na |
| yes |
| 12/2018 |
| Jul 29, 2026 |
| Jul 29, 2026 |
| K••••• M••••••• P•••••• | PRESIDENT & CHIEF WEALTH STRATEGIST & MEMBER | A | yes | 06/2017 | Jul 29, 2026 | Jul 29, 2026 |
| L•••• E•••• J•••• | CHIEF INVESTMENT OFFICER & MEMBER | Na | yes | 05/2020 | Jul 29, 2026 | Jul 29, 2026 |
| L••• S••••• J••••• | CHIEF M•••ETING TECHNOLOGY OFFICER & MEMBER | Na | yes | 12/2018 | Jul 29, 2026 | Jul 29, 2026 |
| M••••••• J••••• H••••• C••••• | CHIEF BUSINESS DEVELOPMENT OFFICER & MEMBER | Na | yes | 02/2023 | Jul 29, 2026 | Jul 29, 2026 |
| S••••• K••••••• R••••• | CHIEF EXECUTIVE OFFICER & MEMBER | D | yes | 10/2010 | Jul 29, 2026 | Jul 29, 2026 |
| Z•••••• S••• | FINANCIAL ADVISOR & MEMBER | Na | yes | 12/2018 | Jul 29, 2026 | Jul 29, 2026 |
| E••••••• L••••• D•••• | CHIEF FINANCIAL OFFICER & MEMBER | B | yes | 10/2013 | Jan 28, 2014 | Mar 28, 2024 |
| W••••• J••••• C••••• C•••••••• | CHIEF OF STAFF | Na | yes | 02/2023 | Mar 30, 2012 | Mar 28, 2024 |
| P•••• H••• C•••• | CHIEF OPERATING OFFICER & MEMBER | Na | no | 10/2025 | Jul 29, 2026 | Jul 29, 2026 |
| n/a |
| n/a |
| n/a |
| Y |
| no |
| n/a |
| E•••••••• R••• E••••• S•••••••• I••• | n/a | n/a | n/a | Y | no | n/a |
| S••••• L••••• L•• G••••• P••• | n/a | n/a | n/a | N | no | n/a |
| no |
| LOS ANGELES | CA | United States | 1 | no |
| LOS GATOS | CA | United States | 1 | no |
| NEWPORT BEACH | CA | United States | 1 | no |
| SAN DIEGO | CA | United States | 1 | no |
| SAN MATEO | CA | United States | 1 | no |
| WALNUT CREEK | CA | United States | 1 | no |
| Reno | Nv | United States | 1 | no |
| FORT WORTH | TX | United States | 1 | no |
| Spokane | Wa | United States | 1 | no |
| Mar 31, 2026 |
| $8.4B |
| $8.4B |
| 94 |
| 57 |
| 17 |
| 1 |
| n/a |
| 2024 | Mar 25, 2025 | $6.7B | $6.7B | 94 | 53 | 14 | 1 | n/a |
| 2023 | Mar 28, 2024 | $5.5B | $5.5B | 78 | 59 | 14 | 1 | $21.5M |
| 2022 | Mar 31, 2023 | $4.2B | $4.2B | 65 | 34 | 11 | 1 | $21.7M |
| 2021 | Mar 31, 2022 | $4.2B | $4.2B | 50 | 30 | 8 | 1 | $13.1M |
| 2020 | Mar 31, 2021 | $3.0B | $3.0B | 42 | 31 | 7 | 1 | $9.3M |
| 2019 | Mar 30, 2020 | $2.7B | $2.7B | 41 | 30 | 7 | 2 | $7.0M |
| 2018 | Mar 29, 2019 | $2.0B | $2.0B | 34 | 25 | 6 | 2 | $5.9M |
| 2017 | Mar 30, 2018 | $1.5B | $1.5B | 28 | 20 | 6 | 1 | $0 |
| 2016 | Mar 29, 2017 | $1.2B | $1.2B | 24 | 20 | n/a | n/a | n/a |
| 2015 | Mar 30, 2016 | $977M | $940M | 20 | 13 | n/a | n/a | n/a |
| 2014 | Mar 11, 2015 | $942M | $921M | 20 | 10 | n/a | n/a | n/a |
| 2013 | Jan 28, 2014 | $808M | $787M | 19 | 12 | n/a | n/a | n/a |
| 2012 | Mar 28, 2013 | $667M | $650M | 15 | 10 | n/a | n/a | n/a |
| 2011 | Mar 30, 2012 | $364M | $361M | n/a | n/a | n/a | n/a | n/a |