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Advisor at ECHO FINANCIAL LLC
North Platte, NE | ARNOLD, NE
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ECHO FINANCIAL LLC | State registered | Jan 17, 2023 | n/a | yes | North Platte, NE|ARNOLD, NE | Current employment |
| EAGLE STRATEGIES LLC | Bd affiliated wealth | Feb 5, 2021 | May 3, 2022 | no | ARNOLD, NE|ARNOLD, NE|Stapleton, NE | Previous registration |
| PRINCIPAL SECURITIES, INC. | Bd affiliated wealth | Apr 3, 2020 | Dec 23, 2020 | no | LINCOLN, NE|Arnold, NE|Arnold, NE | Previous registration |
| THRIVENT INVESTMENT MANAGEMENT INC. | Bd affiliated wealth | Mar 11, 2016 | Apr 2, 2020 | no | OMAHA, NE|Stapleton, NE | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| EAGLE STRATEGIES LLC | ECHO FINANCIAL LLC | May 3, 2022 | Jan 17, 2023 | 259 | Firm change | Ibd to state RIA |
| PRINCIPAL SECURITIES, INC. | EAGLE STRATEGIES LLC | Dec 23, 2020 | Feb 5, 2021 | 44 | Firm change | Ibd to ibd |
| THRIVENT INVESTMENT MANAGEMENT INC. | PRINCIPAL SECURITIES, INC. | Apr 2, 2020 | Apr 3, 2020 | 1 | Firm change | Ibd to ibd |