DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

E••• W•••••• P••••••

E••• F•••••••• L••state registeredNorth Platte, Ne IA-onlyIAPD 6236838

Chartered Financial Consultant

Feed of 09/15/2026

Also filed as E••• W•••••• Laymon

At current firm

3 y

since Jan 17, 2023

In the industry

12 y

since Sep 30, 2013 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

E••• F•••••••• L•• state registered current
since Jan 17, 2023 · North Platte, Ne
E•••• S••••••••• L•• BD affiliated
Feb 5, 2021 to May 3, 2022 · Arnold, Ne
P•••••••• S••••••••• I••• BD affiliated
Apr 3, 2020 to Dec 23, 2020 · Lincoln, Ne
T••••••• I••••••••• M••••••••• I••• BD affiliated
Mar 11, 2016 to Apr 2, 2020 · Omaha, Ne

Moves

a registration end followed by a registration begin elsewhere

E•••• S••••••••• L•• to E••• F•••••••• L••
left May 3, 2022, registered Jan 17, 2023 (259 days) · Affiliated broker-dealer or bank to a state-registered adviser
P•••••••• S••••••••• I••• to E•••• S••••••••• L••
left Dec 23, 2020, registered Feb 5, 2021 (44 days) · Affiliated broker-dealer or bank to another
T••••••• I••••••••• M••••••••• I••• to P•••••••• S••••••••• I•••
left Apr 2, 2020, registered Apr 3, 2020 (1 days) · Affiliated broker-dealer or bank to another

Signals

E••• W•••••• P•••••• left E•••• S••••••••• L•• for E••• F•••••••• L•• (registered 2023-01-17)
May 3, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 12derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address