DFX Intelligence

A••• N••••••• G•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)10 years in industry

A••• N••••••• G•••••••

Advisor at M••••• S••••••

San Antonio, TX

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Search this name across graphsid dfx:ria:72beabb5-26c0-5019-cfb9-9cc683bf4305

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:01 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 3
On other graphs: 0
Observed: Aug 13, 2021 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• S••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Aug 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• S••••••	Wirehouse	Dec 11, 2025	n/a	yes	San Antonio, TX	Current employment
C•••••••	Institutional manager	Apr 19, 2024	Nov 25, 2025	no	San Antonio, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••••	M••••• S••••••	Nov 25, 2025	Dec 11, 2025	16	Firm change	Other
S•••••• W••••• M••••••••• L••	C•••••••	Dec 11, 2023	Apr 19, 2024

Relationships

Registered with (4)

→ M••••• S••••••Registered adviserregistration: current employment
Dec 11, 2025 to presentfactForm ADV
→ C•••••••Registered adviserregistration: previous registration
Apr 19, 2024 to Nov 25, 2025factForm ADV
→ S•••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Jan 17, 2023 to Dec 11, 2023factForm ADV
→ V••••••• A•••••••• I•••

Dated events

Occurred
Nov 25, 2025
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Dec 11, 2023
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Dec 16, 2022
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:72beabb5-26c0-5019-cfb9-9cc683bf4305
First observed: Aug 13, 2021
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.