DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Alan Nataniel Gonzalez
Certified Financial Planner
Feed of 09/14/2026
Also filed as Alan Gonzalez
At current firm
0 y
since Dec 11, 2025
In the industry
10 y
since Aug 1, 2016 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
3
dated events on this person
Registration history
IAPD current and previous registrations
- Morgan Stanley wirehouse currentsince Dec 11, 2025 · San Antonio, Tx
- Captrust institutionalApr 19, 2024 to Nov 25, 2025 · San Antonio, Tx
- Sendero Wealth Management, LLC independent RIAJan 17, 2023 to Dec 11, 2023 · San Antonio, Tx
- Vanguard Advisers, Inc. BD affiliatedAug 13, 2021 to Dec 16, 2022 · Malvern, Pa
Moves
a registration end followed by a registration begin elsewhere
- Captrust to Morgan Stanleyleft Nov 25, 2025, registered Dec 11, 2025 (16 days) · Other
- Sendero Wealth Management, LLC to Captrustleft Dec 11, 2023, registered Apr 19, 2024 (130 days) · Other
- Vanguard Advisers, Inc. to Sendero Wealth Management, LLCleft Dec 16, 2022, registered Jan 17, 2023 (32 days) · Affiliated broker-dealer or bank to independent RIA
Signals
- Alan Nataniel Gonzalez left Captrust for Morgan Stanley (registered 2025-12-11)Nov 25, 2025 · Advisor changed firm · fact
- Alan Nataniel Gonzalez left Sendero Wealth Management, Llc for Captrust (registered 2024-04-19)Dec 11, 2023 · Advisor changed firm · fact
- Alan Nataniel Gonzalez left Vanguard Advisers, Inc. for Sendero Wealth Management, Llc (registered 2023-01-17)Dec 16, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address