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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)22 years in industry

JOSHUA GLEN PALMER

Advisor at LPL FINANCIAL LLC

PLANO, TX

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Search this name across graphsid dfx:ria:72bede37-f367-3fa9-9edf-16403e34b140

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:29 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Dec 20, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 2, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S66
First exam: Sep 2, 2004
First registration: Dec 20, 2005
Dual registered: yes, broker-dealer
Other names: JOSH PALMER
IAPD individual key: 4793231

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Oct 1, 2024	n/a	yes	PLANO, TX	Current employment
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Mar 1, 2019	Oct 4, 2024	no	PLANO, TX	Previous registration
J.P. MORGAN SECURITIES LLC	Wirehouse	Oct 1, 2012	Nov 27, 2018	no	DALLAS, TX\|FLOWER MOUND, TX\|PLANO, TX	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Apr 27, 2010	Oct 1, 2012	no	DALLAS, TX	Previous registration
SECURITIES AMERICA ADVISORS, INC.	Former SEC adviser	Nov 12, 2007	Apr 23, 2010	no	DALLAS, TX	Previous registration
J.E. SIMMONS & CO., P.C.	Mixed wealth	Apr 4, 2007	Nov 5, 2007	no	DALLAS, TX	Previous registration
CORNERSTONE FINANCIAL SERVICES, INC.	Former SEC adviser	Dec 20, 2005	Mar 20, 2007	no	DALLAS, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	LPL FINANCIAL LLC	Oct 4, 2024	Oct 1, 2024	-3	Firm change	Ibd to ibd
J.P. MORGAN SECURITIES LLC	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Nov 27, 2018	Mar 1, 2019	94	Firm change	Wirehouse to ibd
CHASE INVESTMENT SERVICES CORP.	J.P. MORGAN SECURITIES LLC	Oct 1, 2012	Oct 1, 2012	0	Bulk transfer	Other
SECURITIES AMERICA ADVISORS, INC.	CHASE INVESTMENT SERVICES CORP.	Apr 23, 2010	Apr 27, 2010	4	Firm change	Other
J.E. SIMMONS & CO., P.C.	SECURITIES AMERICA ADVISORS, INC.	Nov 5, 2007	Nov 12, 2007	7	Firm change	Other
CORNERSTONE FINANCIAL SERVICES, INC.	J.E. SIMMONS & CO., P.C.	Mar 20, 2007	Apr 4, 2007	15	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
149018:6413:TX:2024-10-04	Oct 4, 2024	Oct 1, 2024	PLANO, TX	Firm change

Relationships

Registered with (7)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Oct 1, 2024 to presentfactForm ADV
→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: previous registration
Mar 1, 2019 to Oct 4, 2024factForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Oct 1, 2012 to Nov 27, 2018factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Apr 27, 2010 to Oct 1, 2012factForm ADV
→ SECURITIES AMERICA ADVISORS, INC.Registered adviserregistration: previous registration
Nov 12, 2007 to Apr 23, 2010factForm ADV
→ J.E. SIMMONS & CO., P.C.Registered adviserregistration: previous registration
Apr 4, 2007 to Nov 5, 2007factForm ADV
→ CORNERSTONE FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Dec 20, 2005 to Mar 20, 2007factForm ADV

Dated events

Occurred
Oct 4, 2024
Advisor changed firm
Joshua Glen Palmer left Raymond James Financial Services Advisors, Inc for Lpl Financial Llc (registered 2024-10-01)
Form ADVobserved 5 days ago