DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••••• G••• P•••••

L•• F•••••••• L••BD affiliatedPlano, Txdual registrantIAPD 4793231

Certified Financial Planner

Feed of 09/14/2026

Also filed as Josh P•••••

At current firm

1 y

since Oct 1, 2024

In the industry

22 y

since Sep 2, 2004 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L•• F•••••••• L•• BD affiliated current
since Oct 1, 2024 · Plano, Tx
R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated
Mar 1, 2019 to Oct 4, 2024 · Plano, Tx
J••• M••••• S••••••••• L•• wirehouse
Oct 1, 2012 to Nov 27, 2018 · Dallas, Tx
C•••• I••••••••• S••••••• C•••• former
Apr 27, 2010 to Oct 1, 2012 · Dallas, Tx
S••••••••• A•••••• A•••••••• I••• former
Nov 12, 2007 to Apr 23, 2010 · Dallas, Tx
J••• S•••••• • C••• P••• mixed wealth
Apr 4, 2007 to Nov 5, 2007 · Dallas, Tx
C••••••••• F•••••••• S•••••••• I••• former
Dec 20, 2005 to Mar 20, 2007 · Dallas, Tx

Moves

a registration end followed by a registration begin elsewhere

R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to L•• F•••••••• L••
left Oct 4, 2024, registered Oct 1, 2024 (-3 days) · Affiliated broker-dealer or bank to another · moved with a team
J••• M••••• S••••••••• L•• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••
left Nov 27, 2018, registered Mar 1, 2019 (94 days) · Wirehouse to affiliated broker-dealer or bank
C•••• I••••••••• S••••••• C•••• to J••• M••••• S••••••••• L••
left Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move
S••••••••• A•••••• A•••••••• I••• to C•••• I••••••••• S••••••• C••••
left Apr 23, 2010, registered Apr 27, 2010 (4 days) · Other
J••• S•••••• • C••• P••• to S••••••••• A•••••• A•••••••• I•••
left Nov 5, 2007, registered Nov 12, 2007 (7 days) · Other
C••••••••• F•••••••• S•••••••• I••• to J••• S•••••• • C••• P•••
left Mar 20, 2007, registered Apr 4, 2007 (15 days) · Other

Signals

J••••• G••• P••••• left R•••••• J•••• F•••••••• S••••••• A•••••••• I•• for L•• F•••••••• L•• (registered 2024-10-01)
Oct 4, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 22derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address