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CRD 121362
TUCSON, AZ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| DAVID ALAN HAMRA | Certified Financial Planner | TUCSON, AZ | 16 | 32 | n/a | no |
| DENIS VIKTOROVICH SMIRNOV | Certified Financial Planner | TUCSON, AZ | 13 | 22 | 1 | no |
| JEFFREY D MATCHETT ROBLES | Certified Financial Planner | TUCSON, AZ | 5 | 14 | n/a | no |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| HAMRA, DAVID, ALAN | PRINCIPAL/CHIEF COMPLIANCE OFFICER | D | yes | 07/2002 | Mar 21, 2019 | Dec 5, 2024 |
| MATCHETT ROBLES, JEFFREY, D | Principal | B | yes | 01/2023 | Mar 23, 2023 | Dec 5, 2024 |
| SMIRNOV, DENIS, VIKTOROVICH | Principal | C | yes | 12/2020 | Mar 1, 2021 | Dec 5, 2024 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Apr 1, 2026 | $265M | $211M | 3 | 3 | 0 | n/a | n/a |
| 2024 | Mar 10, 2025 | $228M | $179M | 3 | 3 | 0 | n/a | n/a |
| 2023 | Mar 13, 2024 | $216M | $158M | 3 | 3 | 0 | n/a | n/a |
| 2022 | Mar 23, 2023 | $157M | $107M | 3 | 3 | 0 | n/a | n/a |
| 2021 | Mar 10, 2022 | $183M | $129M | 3 | 3 | 0 | n/a | n/a |
| 2020 | Mar 1, 2021 | $146M | $97.3M | 3 | 3 | 0 | n/a | n/a |
| 2019 | Mar 28, 2020 | $119M | $80.8M | 3 | 3 | 0 | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 0 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $265M | $228M | 16.2% | $157M | 19.0% | 3 | 3 | 0 | 0 |