DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
G•••••• A•••••••• L••
Latest filing Apr 1, 2026
First filing on the tape Mar 21, 2019 · 14 filings
SEC status approved since Apr 18, 2019
RAUM
$265M
reported, Item 5.F
Discretionary
80%
of RAUM
Private clients
98%
$260M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$88.4M
derived; firm RAUM over IAPD count
Employees
3
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
14 filings and snapshots on the tape
RAUM$265M as of Apr 1, 2026
Mar 28, 2020$119M then
HNW client RAUM$243M as of Apr 1, 2026
Mar 28, 2020$91.8M then
State-registered IARs (5.B.3)3 as of Apr 1, 2026
Mar 28, 20203 then
Employees (5.A)3 as of Apr 1, 2026
Mar 28, 20203 then
Private funds: no history
RAUM +16% over the last fiscal year+19% a year over threeIARs 3 to 3
Practice profile
derived from the filing of Apr 1, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $88.4MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 34derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.4MderivedHNW RAUM over HNW clients
- Average account
- $773,186derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 80%derivedof RAUM
- Institutional
- 1.8%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +16%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -1.9%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Custody
- $114M, 57 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$243M91%
- Individuals$17.9M6.7%
- Pension and profit-sharing plans$4.8M1.8%
- Individual clients
- 32reported
- HNW clients
- 71reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 343reported
- Financial planning clients
- 51-100reported
- Wrap fee programs
- noreported
- Custody of client assets
- $114M for 57 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.98 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| D•••• A••• H••••Certified Financial Planner | Tucson, Az | Jul 16, 2010 | 32 y | 0 |
| D•••• V••••••••• S••••••Certified Financial Planner | Tucson, Az | Sep 10, 2013 | 22 y | 1 |
| J•••••• D• M••••••• R•••••Certified Financial Planner | Tucson, Az | Nov 20, 2020 | 14 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- D•••• V••••••••• S•••••• from R•••••• J•••• F•••••••• S••••••• A•••••••• I••Sep 10, 2013 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- H••••• D••••• A••• · Principal/Chief Compliance Officercontrolsince 07/2002 · owns 50% to 75%
- M••••••• R•••••• J••••••• D• · Principalcontrolsince 01/2023 · owns 10% to 25%
- S••••••• D••••• V••••••••• · Principalcontrolsince 12/2020 · owns 25% to 50%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Tucson, Az · principal | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 332 to 343Mar 10, 2025 to Feb 27, 2026
- HNW clients · 70 to 71Mar 10, 2025 to Feb 27, 2026
- Individual clients · 35 to 32Mar 10, 2025 to Feb 27, 2026
- Assets in custody · $96.2M to $114MMar 10, 2025 to Feb 27, 2026
- Discretionary RAUM · $179M to $211MMar 10, 2025 to Feb 27, 2026
- HNW RAUM · $214M to $243MMar 10, 2025 to Feb 27, 2026
- Individual RAUM · $10.7M to $17.9MMar 10, 2025 to Feb 27, 2026
- Non-discretionary RAUM · $49.0M to $53.9MMar 10, 2025 to Feb 27, 2026
- Pension RAUM · $4.0M to $4.8MMar 10, 2025 to Feb 27, 2026
- RAUM · $228M to $265MMar 10, 2025 to Feb 27, 2026
- Financial planning clients · 51-100 to 51-100Mar 3, 2025 to Mar 10, 2025
- Accounts · 328 to 332Dec 5, 2024 to Mar 3, 2025
- HNW clients · 73 to 70Dec 5, 2024 to Mar 3, 2025
- Individual clients · 30 to 35Dec 5, 2024 to Mar 3, 2025
- Assets in custody · unset to 96208549.0Dec 5, 2024 to Mar 3, 2025
- Custody of client assets · false to trueDec 5, 2024 to Mar 3, 2025
- Discretionary RAUM · $158M to $179MDec 5, 2024 to Mar 3, 2025
- HNW RAUM · $201M to $214MDec 5, 2024 to Mar 3, 2025
- Individual RAUM · $10.7M to $10.7MDec 5, 2024 to Mar 3, 2025
- Non-discretionary RAUM · $57.4M to $49.0MDec 5, 2024 to Mar 3, 2025
- Pension RAUM · $4.1M to $4.0MDec 5, 2024 to Mar 3, 2025
- RAUM · $216M to $228MDec 5, 2024 to Mar 3, 2025
- Accounts · 287 to 328Nov 1, 2023 to Mar 13, 2024
- HNW clients · 67 to 73Nov 1, 2023 to Mar 13, 2024
- Individual clients · 26 to 30Nov 1, 2023 to Mar 13, 2024
- Discretionary RAUM · $107M to $158MNov 1, 2023 to Mar 13, 2024
- HNW RAUM · $146M to $201MNov 1, 2023 to Mar 13, 2024
- Individual RAUM · $7.7M to $10.7MNov 1, 2023 to Mar 13, 2024
- Non-discretionary RAUM · $50.6M to $57.4MNov 1, 2023 to Mar 13, 2024
- Pension RAUM · $3.4M to $4.1MNov 1, 2023 to Mar 13, 2024
- RAUM · $157M to $216MNov 1, 2023 to Mar 13, 2024
- Accounts · 273 to 287Mar 10, 2022 to Mar 23, 2023
- HNW clients · 66 to 67Mar 10, 2022 to Mar 23, 2023
- Individual clients · 19 to 26Mar 10, 2022 to Mar 23, 2023
- Discretionary RAUM · $129M to $107MMar 10, 2022 to Mar 23, 2023
- HNW RAUM · $172M to $146MMar 10, 2022 to Mar 23, 2023
- Individual RAUM · $7.6M to $7.7MMar 10, 2022 to Mar 23, 2023
- Non-discretionary RAUM · $53.9M to $50.6MMar 10, 2022 to Mar 23, 2023
- Pension RAUM · $3.9M to $3.4MMar 10, 2022 to Mar 23, 2023
- RAUM · $183M to $157MMar 10, 2022 to Mar 23, 2023
Signals
4 dated events
- D Jeffrey Matchett Robles (Principal) appeared on Schedule A of G•••••• A•••••••• L••Mar 23, 2023 · Control person joined · fact
- Viktorovich Denis Smirnov (Principal) appeared on Schedule A of G•••••• A•••••••• L••Mar 1, 2021 · Control person joined · fact
- Allan Michael Burdick (Principal) no longer on Schedule A of G•••••• A•••••••• L•• (listed 2020-06-16, absent 2021-03-01)Mar 1, 2021 · Control person left · inference
- G•••••• A•••••••• L•• filed its initial SEC registration (Form ADV)Mar 21, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/G••••••-ADVISORSreportedpublic record, Form ADV, Sep 19, 2026
- Website
- G••••••ADVISORS.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 520-615-2779reportedpublic record, Form ADV, Apr 1, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $88.4Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026