DFX Intelligence

R••••• E••••• P•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor35 years in industry

R••••• E••••• P•••••••

Advisor at D•••••• W••••• P•••••••• L••

CINCINNATI, OH

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Search this name across graphsid dfx:ria:72c7c309-3f03-57c6-18f4-dc0329d27cb8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:53 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Aug 9, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: D•••••• W••••• P•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 15, 1991earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
D•••••• W••••• P•••••••• L••	Independent wealth	Jun 6, 2022	n/a	yes	CINCINNATI, OH	Current employment
W•••• F•••• A•••••••	Wirehouse	Nov 19, 2007	Jun 13, 2022	no	CINCINNATI, OH\|CINCINNATI, OH\|CINCINNATI, OH

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	D•••••• W••••• P•••••••• L••	Jun 13, 2022	Jun 6, 2022	-7	Firm change	Wirehouse to new firm
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	W•••• F•••• A•••••••	Nov 20, 2007	Nov 19, 2007

Team moves

••• Locked

Team	Left	Joined	From	Kind
19616:320878:OH:2022-06-10	Jun 13, 2022	Jun 6, 2022	CINCINNATI, OH	Firm change

Relationships

Registered with (3)

→ D•••••• W••••• P•••••••• L••Registered adviserregistration: current employment
Jun 6, 2022 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Nov 19, 2007 to Jun 13, 2022factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Aug 9, 1999 to Nov 20, 2007factForm ADV

Dated events

Occurred
Jun 13, 2022
Advisor changed firm
R••••• E••••• P••••••• left W•••• F•••• A••••••• for D•••••• W••••• P•••••••• L•• (registered 2022-06-06)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:72c7c309-3f03-57c6-18f4-dc0329d27cb8
First observed: Aug 9, 1999
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.