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Reading the graph
Reading the graph
Advisor at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
WESTLAKE VILLAGE, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Mar 16, 2023 | n/a | yes | WESTLAKE VILLAGE, CA | Current employment |
| MORGAN STANLEY | Wirehouse | Feb 18, 2022 | Apr 7, 2023 | no | Woodland Hills, CA|Westlake Village, CA | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Feb 17, 2020 | Feb 28, 2022 | no | BEVERLY HILLS, CA|WOODLAND HILLS, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Apr 7, 2023 | Mar 16, 2023 | -22 | Firm change | Wirehouse to wirehouse |
| WELLS FARGO ADVISORS | MORGAN STANLEY | Feb 28, 2022 | Feb 18, 2022 | -10 | Firm change | Wirehouse to wirehouse |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 19616:149777:CA:2022-02-02 | Feb 28, 2022 | Feb 18, 2022 | WOODLAND HILLS, CA | Firm change |