DFX Intelligence

C••• E•••• A•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)12 years in industry

C••• E•••• A•••••••

Advisor at A•••• • A••••••• G••••• P•••••••

New York, NY

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Search this name across graphsid dfx:ria:72d807c9-462b-28f9-24d6-9bb46838180e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:01 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: May 4, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•••• • A••••••• G••••• P•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A•••• • A••••••• G••••• P•••••••	Independent wealth	Jun 24, 2021	n/a	yes	New York, NY	Current employment
S••••• O• A•••••• M••••••••• C•••	Asset manager	May 4, 2018	Jun 21, 2021	no	Teaneck, NJ\|SYOSSET, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••• O• A•••••• M••••••••• C•••	A•••• • A••••••• G••••• P•••••••	Jun 21, 2021	Jun 24, 2021	3	Firm change	Other

Relationships

Registered with (2)

→ A•••• • A••••••• G••••• P•••••••Registered adviserregistration: current employment
Jun 24, 2021 to presentfactForm ADV
→ S••••• O• A•••••• M••••••••• C•••Registered adviserregistration: previous registration
May 4, 2018 to Jun 21, 2021factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:72d807c9-462b-28f9-24d6-9bb46838180e
First observed: May 4, 2018
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.