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Advisor at PEKIN HARDY STRAUSS, INC.
CHICAGO, IL | Carmel, IN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| PEKIN HARDY STRAUSS, INC. | Independent wealth | Jul 17, 2025 | n/a | yes | CHICAGO, IL|Carmel, IN | Current employment |
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Jun 19, 2019 | Jun 20, 2019 | no | MUNSTER, IN | Previous registration |
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC | Former SEC adviser | Jun 6, 2017 | Jun 23, 2017 | no | Woodlands, TX | Previous registration |
| TD AMERITRADE, INC. | Former SEC adviser | Jun 6, 2017 | Jun 23, 2017 | no | The Woodlands, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | PEKIN HARDY STRAUSS, INC. | Jun 20, 2019 | Jul 17, 2025 | 2,219 | Firm change after gap | Ibd to RIA |
| TD AMERITRADE, INC. | TD AMERITRADE INVESTMENT MANAGEMENT, LLC | Jun 23, 2017 | Jun 6, 2017 | -17 | Firm change | Other |
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC | TD AMERITRADE, INC. | Jun 23, 2017 | Jun 6, 2017 | -17 | Channel change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 7870:111514:TX:2017-06-01 | Jun 23, 2017 | Jun 6, 2017 | THE WOODLANDS, TX | Firm change |