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Advisor at SNOWDEN CAPITAL ADVISORS LLC
Pasadena, CA | NEW YORK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| SNOWDEN CAPITAL ADVISORS LLC | Bd affiliated wealth | Jan 14, 2015 | n/a | yes | NEW YORK, NY|Pasadena, CA | Current employment |
| SNOWDEN CAPITAL ADVISORS LLC | Bd affiliated wealth | Jun 4, 2014 | Dec 31, 2014 | no | NEW YORK, NY | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Aug 16, 1996 | May 12, 2014 | no | ARCADIA, CA|PASADENA, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | SNOWDEN CAPITAL ADVISORS LLC | May 12, 2014 | Jun 4, 2014 | 23 | Firm change | Other |