DFX Intelligence

A••••• E•••••• S••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

A••••• E•••••• S••••••

Advisor at W••••••••• A••••••• P••••••• L••

WEST CHESTER, PA | MARIETTA, GA

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Search this name across graphsid dfx:ria:72f94263-669b-77e1-5063-3e522bd919f0

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 10:43 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 3
On other graphs: 0
Observed: Dec 17, 2019 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••••••• A••••••• P••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W••••••••• A••••••• P••••••• L••	Bd affiliated wealth	Mar 13, 2026	n/a	yes	WEST CHESTER, PA\|MARIETTA, GA	Current employment
••••••••	Independent wealth	Feb 16, 2024	Mar 17, 2026	no	FORT WORTH, TX\|DALLAS, TX\|NASHVILLE, TN\|NASHVILLE, TN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
••••••••	W••••••••• A••••••• P••••••• L••	Mar 17, 2026	Mar 13, 2026	-4	Firm change	RIA to RIA
W•••• F•••• A•••••••	••••••••	Feb 20, 2024	Feb 16, 2024

Team moves

••• Locked

Team	Left	Joined	From	Kind
19616:3767:TX:2024-02-20	Feb 20, 2024	Feb 16, 2024	FORT WORTH, TX	Firm change

Relationships

Registered with (4)

→ W••••••••• A••••••• P••••••• L••Registered adviserregistration: current employment
Mar 13, 2026 to presentfactForm ADV
→ ••••••••Registered adviserregistration: previous registration
Feb 16, 2024 to Mar 17, 2026factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Aug 7, 2023 to Feb 20, 2024factForm ADV
→ F••••• I•••••••••

Dated events

Occurred
Mar 17, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Feb 20, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Jun 12, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:72f94263-669b-77e1-5063-3e522bd919f0
First observed: Dec 17, 2019
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.