This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

AMERIPRISE FINANCIAL SERVICES, LLC

Current firm class

national broker-dealer RIAderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Sep 1, 1983earliest registration or exam on IAPD

Years in industry

43derivedfrom the industry start date

Years at current firm

2derivedfrom the current registration's begin date

Prior firms

1

Current registrations

1

Registered states

2

Designations

Certified Financial Planner

Exams

S63|S65

First exam

Dec 2, 1983

First registration

Sep 19, 1991

Dual registered

yes, broker-dealer

Other names

SUSAN MARIE DIMARTINO|SUSAN MARIE DOWLING|SUSAN M. MARIE DOWLING

IAPD individual key

1034612

• Occurred

  Jun 14, 2024
  Advisor changed firm

  Susan Marie Dowling left Ubs Financial Services Inc. for Ameriprise Financial Services, Llc (registered 2024-05-24)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:730e6fbe-7672-9862-e7ac-815c22ff7ed6

First observed

Sep 19, 1991

Last observed

Sep 15, 2026 4 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.