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Advisor at CONCORDE ASSET MANAGEMENT, LLC
St Louis, MN | ANN ARBOR, MI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CONCORDE ASSET MANAGEMENT, LLC | Bd affiliated wealth | Dec 2, 2013 | n/a | yes | ANN ARBOR, MI|St Louis, MN | Current employment |
| SECURITIES AMERICA ADVISORS, INC. | Former SEC adviser | Nov 30, 2012 | Dec 3, 2013 | no | MASON CITY, IA|MASON CITY, IA | Previous registration |
| EAGLE ONE INVESTMENTS, LLC | n/a | Aug 16, 2011 | Dec 19, 2012 | no | WASHINGTON, IA|MASON CITY, IA|MASON CITY, IA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SECURITIES AMERICA ADVISORS, INC. | CONCORDE ASSET MANAGEMENT, LLC | Dec 3, 2013 | Dec 2, 2013 | -1 | Firm change | Other |
| EAGLE ONE INVESTMENTS, LLC | SECURITIES AMERICA ADVISORS, INC. | Dec 19, 2012 | Nov 30, 2012 | -19 | Firm change | Other |