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RIA / WealthAdvisorCertified Financial Planner12 years in industry

LORI ANN SELBY

Advisor at CETERA INVESTMENT ADVISERS LLC

RICHLAND, WA

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Search this name across graphsid dfx:ria:731885b4-3708-3e2f-d172-e079bad4a1d6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:33 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Oct 8, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CETERA INVESTMENT ADVISERS LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S66
First exam: Oct 8, 2014
First registration: Oct 8, 2014
Dual registered: no
Other names: Lori Ann Nichols|LORIA A SELBY
IAPD individual key: 6332040

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Sep 5, 2025	n/a	yes	RICHLAND, WA\|RICHLAND, WA	Current employment
AVANTAX ADVISORY SERVICES	Former SEC adviser	Jul 30, 2025	Sep 5, 2025	no	Richland, WA\|DALLAS, TX\|Richland, WA	Previous registration
LEGACY CORNERSTONE WEALTH LLC	Independent wealth	Mar 15, 2017	Dec 12, 2025	no	PEORIA, AZ\|Richland, WA	Previous registration
WADDELL & REED	Former SEC adviser	Oct 8, 2014	Mar 17, 2017	no	KENNEWICK, WA\|SEATTLE, WA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LEGACY CORNERSTONE WEALTH LLC	AVANTAX ADVISORY SERVICES	Dec 12, 2025	Jul 30, 2025	-135	Firm change after gap	RIA to ibd
AVANTAX ADVISORY SERVICES	CETERA INVESTMENT ADVISERS LLC	Sep 5, 2025	Sep 5, 2025	0	Bulk transfer	Ibd to ibd
WADDELL & REED	LEGACY CORNERSTONE WEALTH LLC	Mar 17, 2017	Mar 15, 2017	-2	Firm change	Other

Relationships

Registered with (4)

→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: current employment
Sep 5, 2025 to presentfactForm ADV
→ LEGACY CORNERSTONE WEALTH LLCRegistered adviserregistration: previous registration
Mar 15, 2017 to Dec 12, 2025factForm ADV
→ AVANTAX ADVISORY SERVICESRegistered adviserregistration: previous registration
Jul 30, 2025 to Sep 5, 2025factForm ADV
→ WADDELL & REEDRegistered adviserregistration: previous registration
Oct 8, 2014 to Mar 17, 2017factForm ADV

Dated events

Occurred
Dec 12, 2025
Advisor changed firm
Lori Ann Selby left Legacy Cornerstone Wealth Llc for Avantax Advisory Services (registered 2025-07-30)
Form ADVobserved 4 days ago