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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM under $100M

LEGACY CORNERSTONE WEALTH LLC

CRD 281027

PEORIA, AZ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:be9381e8-8980-34b5-d73e-036e31abc49e

Data as of Sep 17, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:07 PM UTC and rebuilt at most every 15 minutes.

Relationships: 17
Dated events: 16
On other graphs: 0
Observed: Apr 6, 2018 to Sep 17, 2026
37 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $22.4MItem 5.F on the latest filing (2026-09-17); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $22.4M
Private client RAUM: $22.4MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 1
RAUM per advisor: $22.4Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 1
Advisory employees: 1
Offices: 2Schedule D 1.F, beyond the principal office
Accounts: 560
Individual clients: 181
SEC number: 801-120618
CRD: 281027
Filings on the tape: 37
First filed: Apr 6, 2018
Latest filed: Sep 17, 2026
Organised: Limited Liability Company, WY
Website: legacycornerstonewealth.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
MATTHEW J BAKER	Chartered Financial Consultant	PEORIA, AZ \| Peoria, AZ	8	13	4	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
EPIC PROFESSIONAL MANAGEMENT, LLC	Owner	E	yes	10/2024	Oct 31, 2024	Nov 5, 2024
LEWIS, JEFFERY, PAUL	Owner	E	yes	09/2020	Apr 6, 2018	Nov 5, 2024
LEWIS, JEFFERY, PAUL	MANAGING MEMBER	Na	yes	08/2015	Apr 6, 2018	Nov 5, 2024
SADZEWICZ, GERY, JOSEPH	CHIEF COMPLIANCE OFFICER	Na	no	10/2024	Oct 31, 2024	Nov 5, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
INTEGRATED WEALTH SERVICES LLC	n/a	n/a	n/a	N	yes	n/a
NORTHWEST INSURANCE ALLIANCE LLC	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
LAS VEGAS	Nv	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 6 of 10

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 29, 2026	$22.4M	$22.4M	1	1	1	n/a	n/a
2024	Mar 20, 2025	$248M	$248M	10	7	1	n/a	n/a
2023	Mar 27, 2024	$277M	$234M	6	6	1	n/a	n/a
2022	Mar 17, 2023	$249M	$217M	6	6	1	n/a	n/a
2021	Mar 23, 2022	$199M	$199M	6	6	1	n/a	n/a
2018	Mar 30, 2019	$59.8M	$59.4M	7	5	1	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	5	-5	500.0%	0	0	0	1	8

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$22.4M	$248M	-91.0%	$249M	-55.2%	1	10	2	1

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
AVANTAX ADVISORY SERVICES	2	Dec 12, 2025	Jul 31, 2025	PEORIA, AZ	Team lift out	RIA to ibd	40.0%
WEALTH MANAGEMENT	2	Jul 8, 2024	Jan 22, 2024	PEORIA, AZ	Team lift out	RIA to RIA	25.0%

Relationships

Affiliated with (1)

← EPIC FUNDS LLCRegistered adviserother investment adviser, control, common control
factForm ADV

Registered with (9)

← MATTHEW J BAKERAdvisorregistration: current employment
May 21, 2018 to presentfactForm ADV
← JEFFERY PAUL LEWISAdvisorregistration: previous registration
Oct 16, 2015 to Mar 2, 2026factForm ADV
← LYNN RAYMOND SIEWERTAdvisorregistration: previous registration
Feb 13, 2018 to Dec 12, 2025factForm ADV
← LORI ANN SELBYAdvisorregistration: previous registration
Mar 15, 2017 to Dec 12, 2025factForm ADV
← Gregory Allen StapletonAdvisorregistration: previous registration
Aug 8, 2024 to Dec 12, 2025factForm ADV
← MARC D LIVERNOISAdvisorregistration: previous registration
Dec 4, 2020 to Sep 23, 2025factForm ADV
← CRAIG BRIMHALL NELSONAdvisorregistration: previous registration
Jul 26, 2022 to Aug 4, 2025factForm ADV
← Nathaniel Spencer BurtAdvisorregistration: previous registration
Mar 23, 2022 to Jul 8, 2024factForm ADV
← Mark B HaynesAdvisorregistration: previous registration
Dec 12, 2022 to Jul 8, 2024factForm ADV

Moved with (2)

→ AVANTAX ADVISORY SERVICESRegistered adviser2 advisors, team lift out, same day
Dec 12, 2025 to Jul 31, 2025factForm ADV
→ WEALTH MANAGEMENTRegistered adviser2 advisors, team lift out, same day
Jul 8, 2024 to Jan 22, 2024factForm ADV

Owns (1)

← SADZEWICZ, GERY, JOSEPHOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Oct 31, 2024 to Nov 5, 2024factForm ADV

Controls (2)

← LEWIS, JEFFERY, PAULOwnerOWNER, ownership code E, individual
Apr 6, 2018 to Nov 5, 2024factForm ADV
← EPIC PROFESSIONAL MANAGEMENT, LLCOwnerOWNER, ownership code E, domestic entity
Oct 31, 2024 to Nov 5, 2024factForm ADV

Dated events

Occurred
Mar 12, 2026
Regulatory AUM changed
Legacy Cornerstone Wealth Llc reported RAUM $106.1M, down 57% from $248.4M (2026-02-05 to 2026-03-12)
Form ADVobserved 4 days ago
$-142M
Occurred
Mar 2, 2026
Advisor changed firm
Jeffery Paul Lewis left Legacy Cornerstone Wealth Llc for Avantax Advisory Services (registered 2025-07-30)
Form ADVobserved 4 days ago
Occurred
Dec 12, 2025
Team lift-out
2 advisors left Legacy Cornerstone Wealth LLC (Peoria, AZ) for Avantax Advisory Services on the same day
Form ADVobserved 4 days ago
2 advisors
Occurred
Dec 12, 2025
Advisor changed firm
Gregory Allen Stapleton left Legacy Cornerstone Wealth Llc for Avantax Advisory Services (registered 2025-07-30)
Form ADVobserved 4 days ago
Occurred
Dec 12, 2025
Advisor changed firm
Lori Ann Selby left Legacy Cornerstone Wealth Llc for Avantax Advisory Services (registered 2025-07-30)
Form ADVobserved 4 days ago
Occurred
Dec 12, 2025
Advisor changed firm
Lynn Raymond Siewert left Legacy Cornerstone Wealth Llc for Avantax Advisory Services (registered 2025-07-31)
Form ADVobserved 4 days ago
Occurred
Sep 23, 2025
Advisor changed firm
Marc D Livernois left Legacy Cornerstone Wealth Llc for Msdr Partners, Llc (registered 2025-09-24)
Form ADVobserved 4 days ago
Occurred
Aug 4, 2025
Advisor changed firm
Craig Brimhall Nelson left Legacy Cornerstone Wealth Llc for Avantax Advisory Services (registered 2025-08-05)
Form ADVobserved 4 days ago
Occurred
Jul 8, 2024
Team lift-out
2 advisors left Legacy Cornerstone Wealth LLC (Peoria, AZ) for Wealth Management on the same day
Form ADVobserved 4 days ago
2 advisors
Occurred
Jul 8, 2024
Advisor changed firm
Mark B Haynes left Legacy Cornerstone Wealth Llc for Wealth Management (registered 2024-01-22)
Form ADVobserved 4 days ago
Occurred
Jul 8, 2024
Advisor changed firm
Nathaniel Spencer Burt left Legacy Cornerstone Wealth Llc for Wealth Management (registered 2024-01-22)
Form ADVobserved 4 days ago
Occurred
Mar 27, 2024
Control person left
Nathan Burt (Owner) no longer on Schedule A of Legacy Cornerstone Wealth Llc (listed 2023-06-09, absent 2024-03-27)
Form ADVobserved 4 days ago
Occurred
Mar 27, 2024
Control person left
Tyson Reil (Owner) no longer on Schedule A of Legacy Cornerstone Wealth Llc (listed 2023-06-09, absent 2024-03-27)
Form ADVobserved 4 days ago
Occurred
Feb 24, 2021
Control person joined
Nathan Burt (Owner) appeared on Schedule A of Legacy Cornerstone Wealth Llc
Form ADVobserved 4 days ago
Occurred
Feb 24, 2021
Control person joined
Tyson Reil (Owner) appeared on Schedule A of Legacy Cornerstone Wealth Llc
Form ADVobserved 4 days ago
Occurred
Apr 6, 2018
First Form ADV filing
Epic Trust Investment Advisors Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:be9381e8-8980-34b5-d73e-036e31abc49e
First observed: Apr 6, 2018
Last observed: Sep 17, 2026 2 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

LEGACY CORNERSTONE WEALTH LLC

CRD 281027

PEORIA, AZ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:be9381e8-8980-34b5-d73e-036e31abc49e

Data as of Sep 17, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:07 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

MATTHEW J BAKER

Chartered Financial Consultant

PEORIA, AZ | Peoria, AZ

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

EPIC PROFESSIONAL MANAGEMENT, LLC

Owner

yes

10/2024

Oct 31, 2024

Nov 5, 2024

LEWIS, JEFFERY, PAUL

Owner

yes

09/2020

Apr 6, 2018

Nov 5, 2024

LEWIS, JEFFERY, PAUL

MANAGING MEMBER

yes

08/2015

Apr 6, 2018

Nov 5, 2024

SADZEWICZ, GERY, JOSEPH

CHIEF COMPLIANCE OFFICER

10/2024

Oct 31, 2024

Nov 5, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

INTEGRATED WEALTH SERVICES LLC

n/a

yes

n/a

NORTHWEST INSURANCE ALLIANCE LLC

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

LAS VEGAS

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Apr 29, 2026

$22.4M

n/a

2024

Mar 20, 2025

$248M

n/a

2023

Mar 27, 2024

$277M

$234M

n/a

2022

Mar 17, 2023

$249M

$217M

n/a

2021

Mar 23, 2022

$199M

n/a

2018

Mar 30, 2019

$59.8M

$59.4M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

-5

500.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$22.4M

$248M

-91.0%

$249M

-55.2%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

AVANTAX ADVISORY SERVICES

Dec 12, 2025

Jul 31, 2025

PEORIA, AZ

Team lift out

RIA to ibd

40.0%

WEALTH MANAGEMENT

Jul 8, 2024

Jan 22, 2024

PEORIA, AZ

Team lift out

RIA to RIA

25.0%