DFX Intelligence

P•••••••• H••••••••• C•••••• M••••••••• L•: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserAsset managerSEC registeredRAUM 100m 1b

P•••••••• H••••••••• C•••••• M••••••••• L•

CRD 288664

NEW YORK, NY

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Search this name across graphs

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:51 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 6
On other graphs: 4
Observed: Nov 21, 2017 to Mar 31, 2026
13 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Venture Capitalidentity

P•••••••• H••••••••• C•••••• M••••••••• L•

Venture manager · key_crd, key_sfn_adviser, shared_crd

Independent Sponsorsidentity

P•••••••• H••••••••• C•••••• M••••••••• L•

Capital provider to sponsors · key_crd, key_sfn_adviser, shared_crd

Private Equityidentity

P•••••••• H••••••••• C•••••• M••••••••• L•

Private equity manager · key_crd, key_sfn_adviser, shared_crd

Allocators

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $966M••• Locked
Discretionary RAUM: $966M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 16

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
P•••••••• O••••••••• F••• I• L•	Private Equity Fund	$395M	Mar 31, 2026	54	Jul 14, 2017	reported	021-290826
S•••• L••• S••••••• I• L••	Venture Capital Fund	$296M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
P••• G• L••	GENERAL PARTNER	Na	yes	11/2016	Nov 30, 2017	Sep 30, 2024
W•••••• T•••• S•••••	MANAGING MEMBER	E	yes	11/2016	Nov 21, 2017	Sep 30, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
P•••••••• O••••••••• F••• I• G• L••	n/a	n/a	n/a	N	yes	n/a
P•••••••• S•••• T••••••••• M••••••••• L••	n/a	n/a	n/a	N	yes	n/a
P••• C•••••••• G• L••	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$966M	$945M	2.2%	$680M	12.4%	16	14	0	0

Relationships

Advises (4)

→ P•••••••• O••••••••• F••• I• L•Private fundPrivate Equity Fund, IA
Jul 14, 2017 to presentfactForm ADV
→ S•••• L••• S••••••• I• L••Private fundVenture Capital Fund, IA
Mar 31, 2022 to presentfactForm ADV
→ P•••••••• O••••••••• F••• I• I••••••••• L•Private fundPrivate Equity Fund, IA
Mar 30, 2021 to presentfactForm ADV
→ P•• I• C•••••••• L•

Dated events

Occurred
Mar 31, 2026
Ria principal change
••• Locked
Form ADVobserved today
Occurred
Mar 29, 2024
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$192M
Occurred
Mar 31, 2022
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$138M
Occurred
Mar 30, 2021

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Nov 21, 2017
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.