DFX Intelligence
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SEC-registered adviser
P•••••••• H••••••••• C•••••• M••••••••• L•
Latest filing Mar 31, 2026
First filing on the tape Nov 21, 2017 · 13 filings
SEC status approved since Jan 2, 2018
RAUM
$966M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
16
12 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
4
reported on Schedule D
History
13 filings and snapshots on the tape
RAUM$966M as of Mar 31, 2026
Mar 27, 2019$115M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 27, 20190 then
Employees (5.A)16 as of Mar 31, 2026
Mar 27, 20194 then
Private funds4 as of Mar 31, 2026
Mar 27, 20191 then
RAUM +2.2% over the last fiscal year+12% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $161MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +2.2%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$966M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 6reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
4 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| P•••••••• O••••••••• F••• I• L• | Private Equity Fund | $339M | 54 | Jul 14, 2017 |
| P•••••••• S•••• T••••••••• L•• | Venture Capital Fund | $281M | 80 | Mar 31, 2022 |
| P•••••••• O••••••••• F••• I• I••••••••• L• | Private Equity Fund | $151M | 2 | Mar 30, 2021 |
| P•• I• C•••••••• L• | Private Equity Fund | $101M | 9 | Mar 31, 2022 |
Owners and control persons
Schedule A and B, latest filing
- W•••••• T•••• S••••• · Managing Partner And Chief Compliance Officercontrolsince 11/2016 · owns 75% or more
- W•••••• T•••• S••••• · Managing Membercontrolsince 11/2016 · owns 75% or more of P••• G• L••
Entity owners
- P••• G• L•• · General Partnerdirect · owns less than 5%
Related persons
Schedule D 7.A
- P•••••••• O••••••••• F••• I• G• L••pooled vehicle sponsorn
- P•••••••• S•••• T••••••••• M••••••••• L••pooled vehicle sponsorn
- P••• C•••••••• G• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Employees · 14 to 16Mar 31, 2025 to Mar 31, 2026
- Discretionary RAUM · $945M to $966MMar 31, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $945M to $966MMar 31, 2025 to Mar 31, 2026
- RAUM · $945M to $966MMar 31, 2025 to Mar 31, 2026
- Employees · 15 to 14Sep 30, 2024 to Mar 31, 2025
- Financial planning clients · unset to Sep 30, 2024 to Mar 31, 2025
- Discretionary RAUM · $872M to $945MSep 30, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $872M to $945MSep 30, 2024 to Mar 31, 2025
- RAUM · $872M to $945MSep 30, 2024 to Mar 31, 2025
- Advisory employees · 10 to 12Mar 30, 2023 to Mar 29, 2024
- Employees · 13 to 15Mar 30, 2023 to Mar 29, 2024
- Discretionary RAUM · $680M to $872MMar 30, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $680M to $872MMar 30, 2023 to Mar 29, 2024
- RAUM · $680M to $872MMar 30, 2023 to Mar 29, 2024
- Advisory employees · 7 to 10Jun 21, 2022 to Mar 30, 2023
- Assets in custody · unset to 0.0Jun 21, 2022 to Mar 30, 2023
- Employees · 10 to 13Jun 21, 2022 to Mar 30, 2023
- Discretionary RAUM · $662M to $680MJun 21, 2022 to Mar 30, 2023
- Pooled vehicle RAUM · $662M to $680MJun 21, 2022 to Mar 30, 2023
- RAUM · $662M to $680MJun 21, 2022 to Mar 30, 2023
- Accounts · 3 to 6Mar 30, 2021 to Mar 31, 2022
- Advisory employees · 6 to 7Mar 30, 2021 to Mar 31, 2022
- Pooled vehicle clients · 3 to 6Mar 30, 2021 to Mar 31, 2022
- Assets in custody · 0.0 to unsetMar 30, 2021 to Mar 31, 2022
- Employees · 7 to 10Mar 30, 2021 to Mar 31, 2022
- Private funds · 2 to 4Mar 30, 2021 to Mar 31, 2022
- Discretionary RAUM · $523M to $662MMar 30, 2021 to Mar 31, 2022
- Pooled vehicle RAUM · $523M to $662MMar 30, 2021 to Mar 31, 2022
- RAUM · $523M to $662MMar 30, 2021 to Mar 31, 2022
- Accounts · 1 to 3Mar 27, 2020 to Mar 30, 2021
- Advisory employees · 4 to 6Mar 27, 2020 to Mar 30, 2021
- Pooled vehicle clients · 1 to 3Mar 27, 2020 to Mar 30, 2021
- Employees · 4 to 7Mar 27, 2020 to Mar 30, 2021
- Private funds · 1 to 2Mar 27, 2020 to Mar 30, 2021
- Discretionary RAUM · $140M to $523MMar 27, 2020 to Mar 30, 2021
- Pooled vehicle RAUM · $140M to $523MMar 27, 2020 to Mar 30, 2021
- RAUM · $140M to $523MMar 27, 2020 to Mar 30, 2021
- Discretionary RAUM · $115M to $140MMar 27, 2019 to Mar 27, 2020
- Pooled vehicle RAUM · $115M to $140MMar 27, 2019 to Mar 27, 2020
- RAUM · $115M to $140MMar 27, 2019 to Mar 27, 2020
Signals
4 dated events
- P•••••••• H••••••••• C•••••• M••••••••• L• reported RAUM $872.2M, up 28% from $679.7M (2023-03-30 to 2024-03-29)Mar 29, 2024 · RAUM change · derived
- P•••••••• H••••••••• C•••••• M••••••••• L• reported RAUM $661.7M, up 26% from $523.4M (2021-03-30 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- P•••••••• H••••••••• C•••••• M••••••••• L• reported RAUM $523.4M, up 274% from $140.0M (2020-03-27 to 2021-03-30)Mar 30, 2021 · RAUM change · derived
- P•••••••• H••••••••• C•••••• M••••••••• L• filed its initial SEC registration (Form ADV)Nov 21, 2017 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- P•••••••• H••••••••• C•••••• M••••••••• L• · Independent Sponsorsshared crd · capital_provider
- P•••••••• H••••••••• C•••••• M••••••••• L• · Private Equityshared crd · organization
- P•••••••• H••••••••• C•••••• M••••••••• L• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- scionlifesciences.comreportedpublic record, Form ADV, Sep 21, 2026
- Principal office phone
- 646-443-6606reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026