DFX Intelligence

R•••• E•••••• B•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor26 years in industry

R•••• E•••••• B•••

Advisor at F•••• W••••• A•••••••• L••

PASADENA, CA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:07 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: May 11, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•••• W••••• A•••••••• L••
Current firm class: former SEC adviserderived
Book size: not public••• Locked
Industry start: May 2, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F•••• W••••• A•••••••• L••	Former SEC adviser	Jul 6, 2022	n/a	yes	PASADENA, CA	Current employment
E••••••••• F•••••••• P•••••••	Independent wealth	Dec 17, 2009	Mar 17, 2022	no	PASADENA, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E••••••••• F•••••••• P•••••••	F•••• W••••• A•••••••• L••	Mar 17, 2022	Jul 6, 2022	111	Firm change	RIA to RIA
A••••••••• F•••••••• S•••••••• L••	E••••••••• F•••••••• P•••••••	Dec 22, 2009	Dec 17, 2009

Relationships

Registered with (3)

→ F•••• W••••• A•••••••• L••Registered adviserregistration: current employment
Jul 6, 2022 to presentfactForm ADV
→ E••••••••• F•••••••• P•••••••Registered adviserregistration: previous registration
Dec 17, 2009 to Mar 17, 2022factForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
May 11, 2000 to Dec 22, 2009factForm ADV

Dated events

Order

Occurred
17 Mar 2022
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: May 11, 2000
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.