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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultantdual registered (broker-dealer)20 years in industry

ERIK CURTIS SORENSON

Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Littleton, CO | Centennial, CO

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Search this name across graphsid dfx:ria:731d5203-3d29-082e-34ff-18a21e58cf1f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 2:49 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jun 5, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 2, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner|Chartered Financial Consultant
Exams: S66
First exam: Jun 2, 2006
First registration: Jun 5, 2006
Dual registered: yes, broker-dealer
IAPD individual key: 5123196

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Dec 1, 2025	n/a	yes	Centennial, CO\|Littleton, CO	Current employment
GPS WEALTH STRATEGIES GROUP, LLC	Former SEC adviser	Jan 3, 2017	Feb 27, 2026	no	Centennial, CO\|CENTENNIAL, CO\|Pueblo, CO\|Price, UT	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	May 22, 2009	Dec 22, 2021	no	DENVER, CO\|SAN DIEGO, CA\|CENTENNIAL, CO\|Boulder, CO\|Broomfield, CO\|Colorado Springs, CO\|Colorado Springs, CO\|PUEBLO, CO	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Jun 5, 2006	May 29, 2009	no	DENVER, CO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
GPS WEALTH STRATEGIES GROUP, LLC	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Feb 27, 2026	Dec 1, 2025	-88	Firm change after gap	RIA to ibd
LPL FINANCIAL LLC	GPS WEALTH STRATEGIES GROUP, LLC	Dec 22, 2021	Jan 3, 2017	-1,814	Firm change after gap	Other
AMERIPRISE FINANCIAL SERVICES, LLC	LPL FINANCIAL LLC	May 29, 2009	May 22, 2009	-7	Firm change	Other

Relationships

Registered with (4)

→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: current employment
Dec 1, 2025 to presentfactForm ADV
→ GPS WEALTH STRATEGIES GROUP, LLCRegistered adviserregistration: previous registration
Jan 3, 2017 to Feb 27, 2026factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
May 22, 2009 to Dec 22, 2021factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Jun 5, 2006 to May 29, 2009factForm ADV

Dated events

Occurred
Feb 27, 2026
Advisor changed firm
Erik Curtis Sorenson left Gps Wealth Strategies Group, Llc for Raymond James Financial Services Advisors, Inc (registered 2025-12-01)
Form ADVobserved 5 days ago