DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)28 years in industry

MICHAEL JOSEPH ZADLO

Advisor at WELLS FARGO ADVISORS

WESTPORT, CT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:73204f0d-d573-e09e-8746-63a24895692f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 10:55 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jan 12, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WELLS FARGO ADVISORS
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 19, 1997earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S66|S63
First exam: Dec 19, 1997
First registration: Jan 12, 2004
Dual registered: yes, broker-dealer
Other names: MICHAEL JOSEPH ZADLO|MICHAEL JOSEPH ZADLO|MIKE ZADLO
IAPD individual key: 2821535

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WELLS FARGO ADVISORS	Wirehouse	Feb 1, 2018	n/a	yes	WESTPORT, CT	Current employment
OPPENHEIMER & CO. INC.	Bd affiliated wealth	Apr 4, 2017	Jan 5, 2018	no	DANBURY, CT	Previous registration
SCOTTRADE INVESTMENT MANAGEMENT	Former SEC adviser	Oct 3, 2016	Nov 25, 2016	no	SAINT LOUIS, MO	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Apr 25, 2006	Mar 1, 2007	no	STAMFORD, CT	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Jan 12, 2004	Mar 1, 2007	no	STAMFORD, CT\|STAMFORD, CT	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
OPPENHEIMER & CO. INC.	WELLS FARGO ADVISORS	Jan 5, 2018	Feb 1, 2018	27	Firm change	Other
SCOTTRADE INVESTMENT MANAGEMENT	OPPENHEIMER & CO. INC.	Nov 25, 2016	Apr 4, 2017	130	Firm change	Other
TD AMERITRADE, INC.	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Mar 1, 2007	Apr 25, 2006	-310	Channel change	Other
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	SCOTTRADE INVESTMENT MANAGEMENT	Mar 1, 2007	Oct 3, 2016	3,504	Firm change after gap	Other

Relationships

Registered with (5)

→ WELLS FARGO ADVISORSRegistered adviserregistration: current employment
Feb 1, 2018 to presentfactForm ADV
→ OPPENHEIMER & CO. INC.Registered adviserregistration: previous registration
Apr 4, 2017 to Jan 5, 2018factForm ADV
→ SCOTTRADE INVESTMENT MANAGEMENTRegistered adviserregistration: previous registration
Oct 3, 2016 to Nov 25, 2016factForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Apr 25, 2006 to Mar 1, 2007factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Jan 12, 2004 to Mar 1, 2007factForm ADV

Dated events

No dated event names this entity yet.