DFX Intelligence

A••• C••••••••• R••• E••••• M••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserAsset managerSEC registeredRAUM 10b 100b

A••• C••••••••• R••• E••••• M••••••••• L••

CRD 159050

LOS ANGELES, CA

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Search this name across graphs

Data as of Aug 26, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:01 PM UTC and rebuilt at most every 15 minutes.

Relationships: 44
Dated events: 29
On other graphs: 3
Observed: Nov 10, 2011 to Aug 26, 2026
33 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand; an owner is a different entity, resolved from Schedule A/B

Private Creditidentity

A••• C••••••••• R••• E••••• M••••••••• L••

Private credit manager · key_cik, key_crd, key_sfn_adviser, shared_crd

Real Estate Fundsidentity

A••• C••••••••• R••• E••••• M••••••••• L••

Real estate fund manager · key_cik, key_crd, key_sfn_adviser, shared_crd

Family Officesidentity

A••• C••••••••• R••• E••••• M••••••••• L••

Manager of family capital · key_cik, key_crd, key_sfn_adviser, shared_crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=0.98 institutional_share=0.02 related_bd=true related_bank=true bd_reps=13.0
Regulatory AUM: $32B••• Locked
Discretionary RAUM: $30B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 412

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
A••• R••• E••••• E••••••• I••••• F•••• L•••	Hedge Fund	$5.1B	Aug 26, 2026	48	Feb 8, 2019	reported	021-328829
M• A••• U• R• J• L•	Real Estate Fund	$2.4B	Aug 26, 2026

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A••• H••••• L••	GENERAL PARTNER	D	yes	07/2016	Mar 30, 2016	Aug 27, 2024
A••• H••••• L••	GENERAL PARTNER	F	yes	07/2016	Mar 30, 2016	Aug 27, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
A••• M••••••••• L••	n/a	Asset manager	$459B	Y	yes	n/a
A••• C•••••• M••••••••• L••	n/a	Asset manager	$98B	N	yes	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
Denver	Co	United States	70	yes
NEW YORK	NY	United States	31	yes
Atlanta	Ga	United States	30	no
Rutherford	Nj	United States	20	no
NEWPORT BEACH	CA	United States

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$32B	$27B	19.7%	$26B	7.1%	412	455	14	16

Relationships

Affiliated with (24)

→ L••••••• R••••• A••••••• L••Registered adviserother investment adviser, bank, common control
factForm ADV
→ L••••••• E••••• A••••••• L••Registered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
→ C•••••••• D••••• C••••••• L•••Registered adviserother investment adviser, common control
factForm ADV
→ A••• M••••••••• L••Registered adviser

Dated events

4 bookkeeping events (roster, classification and holdings changes) folded below

Order

Occurred
26 Aug 2026
Ria private fund assets change
••• Locked
Form ADV
$3.3B
Occurred
26 Aug 2026
Private fund first reported2 events
Private fund first reported: 2 on 26 Aug 2026
$1.2B to $2.4B
- ••• Locked$2.4B
- ••• Locked$1.2B
Occurred
26 Aug 2026
Ria principal change3 events
A••• C••••••••• R••• E••••• M••••••••• L••: ria principal change, 3 events, on 26 Aug 2026
- ••• Locked
- ••• Locked
- ••• Locked
Occurred
26 Aug 2026
Ria office opened2 events
A••• C••••••••• R••• E••••• M••••••••• L••: ria office opened, 2 events, on 26 Aug 2026
- ••• Locked
- ••• Locked
Occurred
26 Aug 2026
Ria office closed6 events
A••• C••••••••• R••• E••••• M••••••••• L••: ria office closed, 6 events, on 26 Aug 2026
- ••• Locked
- ••• Locked
- ••• Locked

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Nov 10, 2011
Last observed: Aug 26, 2026 28 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

All 14 rows

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
R••••••• A•••••• P••••	LIMITED PARTNER	C	yes	01/2002	Nov 10, 2011	Aug 27, 2024
R•••• P•••••••• F•••••••	CHIEF COMPLIANCE OFFICER	Na	yes	03/2024	Mar 28, 2024	Aug 27, 2024
S••••• A•••••• N•••••• S•••	GENERAL COUNSEL AND CORPORATE SECRETARY	Na	yes	01/2020	Mar 30, 2020	Aug 27, 2024
Y•••• T•••••	VICE PRESIDENT, CHIEF FINANCIAL OFFICER AND TREASURER	Na	yes	08/2021	Mar 31, 2022	Aug 27, 2024

All 40 rows

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
C•••••••• D••••• C•••••• L••	n/a	Former SEC adviser	$2.6B	N	yes	n/a
A••• C•••••• M••••••••• I•• L••	n/a	Former SEC adviser	$624M	N	yes	n/a
A•• I•• G• ••••••••• L••	n/a	n/a	n/a	N	yes	n/a
A••• I••••••••• M••••••••• L••	n/a	n/a	n/a	N	yes	n/a
A•••• I•• G• L••	n/a	n/a	n/a	N	yes	n/a
A••• P• M••••••••• L•	n/a	n/a	n/a	N	yes	n/a
A••• A••• M••••••••• L•••	n/a	n/a	n/a	N	yes	n/a
A••• I••••••••• M••••••••• L••	n/a	n/a	n/a	N	yes	n/a
A••• I• A•• C•••••••• M••••••••• L••	n/a	n/a	n/a	N	yes	n/a
A••• L•• M••••••••• V•• S•• R•••	n/a	n/a	n/a	N	yes	n/a
A••• M••••••••• I••• L•••	n/a	n/a	n/a	N	yes	n/a
A••• M••••••••• I•• L•••	n/a	n/a	n/a	N	yes	n/a
A••• M••••••••• V• L•••	n/a	n/a	n/a	N	yes	n/a
A••• M••••••••• V• G• L••	n/a	n/a	n/a	N	yes	n/a
A••• M••••••••• V•• L•••	n/a	n/a	n/a	N	yes	n/a
A••• M••••••••• V••• L•••	n/a	n/a	n/a	N	yes	n/a
A••• M••••••••• L•••	n/a	n/a	n/a	N	yes	n/a
A••• O•••••••• M•••••• I••• L••	n/a	n/a	n/a	N	yes	n/a
A••• O•••••••• M•••••• I•• L••	n/a	n/a	n/a	N	yes	n/a
A••• O•••••••• M••••••• L•••	n/a	n/a	n/a	N	yes	n/a
A•••• A•••••• L••	n/a	n/a	n/a	N	yes	n/a
A••• K•••• G•• L••	n/a	n/a	n/a	N	yes	n/a
A••• L••••• G•• L••	n/a	n/a	n/a	N	yes	n/a
A••• M••••••••• G• L••	n/a	n/a	n/a	N	yes	n/a
A••• M••••••••• L•••	n/a	n/a	n/a	N	yes	n/a
A•••• ••••••••• G• I•• L••	n/a	n/a	n/a	N	yes	n/a
A•••• G• I•• L••	n/a	n/a	n/a	N	yes	n/a
A•••• I• N• G•• L•••	n/a	n/a	n/a	N	yes	n/a
A•••• I•• N• S•••••••• C•••••••• G•• L•••	n/a	n/a	n/a	N	yes	n/a
A••• M••••••••• G• L••	n/a	n/a	n/a	N	yes	n/a

All 16 rows

City	State	Country	Employees	Also broker-dealer
Bellevue	Wa	United States	3	no
Mumbai	n/a	India	3	no
WEST HARTFORD	Ct	United States	2	no
Charlotte	Nc	United States	1	yes
Arlington	Va	United States	1	no
London	n/a	United Kingdom	1	no

All 15 rows

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2015	Mar 30, 2016	$1.8B	$1.8B	39	30	n/a	n/a	n/a
2014	Mar 31, 2015	$1.9B	$1.9B	46	29	n/a	1	$0
2013	Mar 31, 2014	$2.4B	$2.4B	42	33	n/a	1	$487M
2012	Apr 1, 2013	$1.5B	$1.5B	48	21	n/a	1	$582M
2011	Mar 30, 2012	$1.2B	$1.2B	n/a	n/a	n/a	1	$605M