This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

former SEC adviserderivedabsent from the latest SEC roster

Regulatory AUM

$2.6B••• Locked

Discretionary RAUM

$2.6B

Private client RAUM

$0derived••• Locked

Private client share

0%derivedprivate client RAUM over total RAUM

Advisors on IAPD

0

Employees

28

Advisory employees

• Occurred

  Mar 13, 2019
  Regulatory AUM changed

  C•••••••• D••••• C••••••• L••• reported RAUM $2.6B, up 27% from $2.0B (2018-07-02 to 2019-03-13)

  Form ADVobserved 7 days ago
  $552M
• Occurred

  Mar 26, 2018
  Regulatory AUM changed

  C•••••••• D••••• C••••••• L••• reported RAUM $2.0B, up 83% from $1.1B (2017-03-24 to 2018-03-26)

  Form ADVobserved 7 days ago
  $918M
• Occurred

  Nov 10, 2014
  Succession filed (Item 4)

  Denali Capital Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)

  Form ADVobserved 7 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:435a27a8-4ba8-ed63-5b32-b7f9c5d6af54

First observed

Mar 29, 2012

Last observed

Mar 13, 2019 91 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.