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RIA / WealthAdvisorCertified Financial Planner28 years in industry

Scott Ashley Rucki

Advisor at CWM, LLC

OMAHA, NE | Carlisle, PA

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Search this name across graphsid dfx:ria:733da9ab-c16e-41ad-bd3b-b99d8c20b864

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:43 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Sep 11, 2000 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CWM, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 6, 1997earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S63|S65
First exam: Oct 6, 1997
First registration: Sep 11, 2000
Dual registered: no
IAPD individual key: 2921513

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CWM, LLC	Bd affiliated wealth	Mar 11, 2025	n/a	yes	Carlisle, PA\|OMAHA, NE	Current employment
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	Bd affiliated wealth	Aug 12, 2024	Mar 10, 2025	no	PLYMOUTH, MN\|GREENCASTLE, PA	Previous registration
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Jun 29, 2023	Jul 1, 2024	no	GREENCASTLE, PA\|SHIPPENSBURG, PA\|GREENCASTLE, PA	Previous registration
CETERA ADVISOR NETWORKS LLC	Former SEC adviser	Mar 18, 2013	Jun 29, 2023	no	GREENCASTLE, PA\|MECHANICSBURG, PA\|SHIPPENSBURG, PA\|HAGERSTOWN, MD\|GREENCASTLE, PA	Previous registration
ADVICE AND PLANNING SERVICES	Bd affiliated wealth	May 21, 2007	Mar 1, 2013	no	Philadelphia, PA	Previous registration
VANGUARD ADVISERS, INC.	Bd affiliated wealth	Sep 11, 2000	Apr 14, 2005	no	MALVERN, PA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	CWM, LLC	Mar 10, 2025	Mar 11, 2025	1	Firm change	Ibd to ibd
CETERA INVESTMENT ADVISERS LLC	WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	Jul 1, 2024	Aug 12, 2024	42	Firm change	Ibd to ibd
CETERA ADVISOR NETWORKS LLC	CETERA INVESTMENT ADVISERS LLC	Jun 29, 2023	Jun 29, 2023	0	Bulk transfer	Ibd to ibd
ADVICE AND PLANNING SERVICES	CETERA ADVISOR NETWORKS LLC	Mar 1, 2013	Mar 18, 2013	17	Firm change	Other
VANGUARD ADVISERS, INC.	ADVICE AND PLANNING SERVICES	Apr 14, 2005	May 21, 2007	767	Firm change after gap	Other

Relationships

Registered with (6)

→ CWM, LLCRegistered adviserregistration: current employment
Mar 11, 2025 to presentfactForm ADV
→ WEALTH ENHANCEMENT ADVISORY SERVICES, LLCRegistered adviserregistration: previous registration
Aug 12, 2024 to Mar 10, 2025factForm ADV
→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: previous registration
Jun 29, 2023 to Jul 1, 2024factForm ADV
→ CETERA ADVISOR NETWORKS LLCRegistered adviserregistration: previous registration
Mar 18, 2013 to Jun 29, 2023factForm ADV
→ ADVICE AND PLANNING SERVICESRegistered adviserregistration: previous registration
May 21, 2007 to Mar 1, 2013factForm ADV
→ VANGUARD ADVISERS, INC.Registered adviserregistration: previous registration
Sep 11, 2000 to Apr 14, 2005factForm ADV

Dated events

Occurred
Mar 10, 2025
Advisor changed firm
Scott Ashley Rucki left Wealth Enhancement Advisory Services, Llc for Cwm, Llc (registered 2025-03-11)
Form ADVobserved 6 days ago
Occurred
Jul 1, 2024
Advisor changed firm
Scott Ashley Rucki left Cetera Investment Advisers Llc for Wealth Enhancement Advisory Services, Llc (registered 2024-08-12)
Form ADVobserved 6 days ago