DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Scott Ashley Rucki

Cwm, LLCBD affiliatedOmaha, Ne IA-onlyIAPD 2921513

Certified Financial Planner

Feed of 09/15/2026

At current firm

1 y

since Mar 11, 2025

In the industry

28 y

since Oct 6, 1997 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Cwm, LLC BD affiliated current
since Mar 11, 2025 · Carlisle, Pa
Wealth Enhancement Advisory Services, LLC BD affiliated
Aug 12, 2024 to Mar 10, 2025 · Plymouth, Mn
Cetera Investment Advisers LLC BD affiliated
Jun 29, 2023 to Jul 1, 2024 · Greencastle, Pa
Cetera Advisor Networks LLC former
Mar 18, 2013 to Jun 29, 2023 · Greencastle, Pa
Advice And Planning Services BD affiliated
May 21, 2007 to Mar 1, 2013 · Philadelphia, Pa
Vanguard Advisers, Inc. BD affiliated
Sep 11, 2000 to Apr 14, 2005 · Malvern, Pa

Moves

a registration end followed by a registration begin elsewhere

Wealth Enhancement Advisory Services, LLC to Cwm, LLC
left Mar 10, 2025, registered Mar 11, 2025 (1 days) · Affiliated broker-dealer or bank to another
Cetera Investment Advisers LLC to Wealth Enhancement Advisory Services, LLC
left Jul 1, 2024, registered Aug 12, 2024 (42 days) · Affiliated broker-dealer or bank to another
Cetera Advisor Networks LLC to Cetera Investment Advisers LLC
left Jun 29, 2023, registered Jun 29, 2023 (0 days) · corporate re-registration, not a move
Advice And Planning Services to Cetera Advisor Networks LLC
left Mar 1, 2013, registered Mar 18, 2013 (17 days) · Other
Vanguard Advisers, Inc. to Advice And Planning Services
left Apr 14, 2005, registered May 21, 2007 (767 days) · Other

Signals

Scott Ashley Rucki left Wealth Enhancement Advisory Services, Llc for Cwm, Llc (registered 2025-03-11)
Mar 10, 2025 · Advisor changed firm · fact
Scott Ashley Rucki left Cetera Investment Advisers Llc for Wealth Enhancement Advisory Services, Llc (registered 2024-08-12)
Jul 1, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 28derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address