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RIA / WealthRegistered adviserother adviserSEC registeredRAUM 1b 10b

COMPLUS ASSET MANAGEMENT LIMITED

CRD 173003

HONG KONG

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:73426f51-7868-7565-9c33-ebd6f6d2fabb

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:54 AM UTC and rebuilt at most every 15 minutes.

Relationships: 16
Dated events: 9
On other graphs: 0
Observed: Jul 24, 2018 to Mar 31, 2026
14 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: other adviserderivedprivate_client_share=0.0 fund_share=0.52 institutional_share=0.48 related_bd=false related_bank=true bd_reps=0.0
Regulatory AUM: $5.9BItem 5.F on the latest filing (2026-03-31); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $5.9B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 35
Advisory employees: 9
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 8
Private funds: 3Schedule D 7.B(1)
Custody, client assets: $2.0B
SEC number: 801-113880
CRD: 173003
Filings on the tape: 14
First filed: Jul 24, 2018
Latest filed: Mar 31, 2026
Organised: Corporation
Website: complusam.com

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
COMPLUS ASIA MACRO MASTER FUND LTD	Hedge Fund	$1.5B	Mar 25, 2024	81	Sep 7, 2016	reported	021-386090
COMPLUS ASIA FIXED INCOME FUND	Hedge Fund	$394M	Mar 25, 2024	3	Mar 6, 2018	reported	n/a
COMPLUS ASIA RATES DRAGON FUND LTD	Hedge Fund	$275M	Mar 21, 2019	8	Sep 7, 2016	dropped	n/a
COMPLUS ASIA MACRO JPY FUND	Hedge Fund	$128M	Mar 25, 2024	4	Sep 7, 2016	reported	n/a
COMPLUS ASIA RATES 2011 FUND LTD	Hedge Fund	$0	Jul 5, 2021	0	Sep 7, 2016	dropped	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CHEUNG, TAO PING	HEAD OF OPERATIONS	Na	yes	06/2011	Jul 24, 2018	Mar 25, 2024
COMPLUS HOLDINGS LIMITED	Shareholder	E	yes	08/2011	Jul 24, 2018	Mar 25, 2024
COMPLUS INVESTMENT LIMITED	Shareholder	E	yes	01/2011	Jul 24, 2018	Mar 25, 2024
HORA, FRANCOIS, JOSEF	CHIEF EXECUTIVE OFFICER	Na	yes	03/2015	Jul 24, 2018	Mar 25, 2024
KAM, KWOK CHING	Shareholder	E	yes	06/2011	Jul 24, 2018	Mar 25, 2024
KAM, KWOK CHING	DIRECTOR / CHIEF INVESTMENT OFFICER	Na	yes	01/2011	Jul 24, 2018	Mar 25, 2024
LEEKHA, RAJEEV	DIRECTOR / PORTFOLIO MANAGER	Na	yes	08/2011	Jul 24, 2018	Mar 25, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
COMPLUS ASSET MANAGEMENT (SINGAPORE) PTE. LTD.	n/a	Other adviser	$5.9B	N	yes	n/a
COMPLUS ASSET MANAGEMENT (UK) LIMITED	n/a	Other adviser	$5.9B	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
London	n/a	United Kingdom	5	no
Singapore	n/a	Singapore	2	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 31, 2026	$5.9B	$5.9B	35	9	0	3	n/a
2024	Mar 31, 2025	$5.4B	$5.4B	34	8	0	3	n/a
2023	Mar 25, 2024	$4.1B	$4.1B	32	7	2	3	$2.1B
2022	Mar 29, 2023	$3.3B	$3.3B	27	8	1	3	$1.8B
2021	Mar 30, 2022	$3.1B	$3.1B	23	7	1	3	$2.1B
2020	Mar 22, 2021	$3.3B	$3.3B	26	8	1	4	$1.8B
2019	Mar 12, 2020	$2.8B	$2.8B	26	9	0	4	$2.0B
2018	Mar 21, 2019	$3.5B	$3.5B	25	10	0	5	$2.0B

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$5.9B	$5.4B	9.6%	$3.3B	21.6%	35	34	0	0

Relationships

Affiliated with (4)

→ COMPLUS ASSET MANAGEMENT (SINGAPORE) PTE. LTD.Registered adviserother investment adviser, common control
factForm ADV
→ COMPLUS ASSET MANAGEMENT (UK) LIMITEDRegistered adviserother investment adviser, bank, common control
factForm ADV
← COMPLUS ASSET MANAGEMENT (SINGAPORE) PTE. LTD.Registered adviserother investment adviser, bank, common control
factForm ADV
← COMPLUS ASSET MANAGEMENT (UK) LIMITEDRegistered adviserother investment adviser, bank, common control
factForm ADV

Advises (5)

→ COMPLUS ASIA MACRO JPY FUNDPrivate fundHedge Fund, IA
Sep 7, 2016 to presentfactForm ADV
→ COMPLUS ASIA MACRO MASTER FUND LTDPrivate fundHedge Fund, IA
Sep 7, 2016 to presentfactForm ADV
→ COMPLUS ASIA FIXED INCOME FUNDPrivate fundHedge Fund, IA
Mar 6, 2018 to presentfactForm ADV
→ COMPLUS ASIA RATES 2011 FUND LTDPrivate fundHedge Fund, IA, no longer reported
Sep 7, 2016 to Jul 5, 2021factForm ADV
→ COMPLUS ASIA RATES DRAGON FUND LTDPrivate fundHedge Fund, IA, no longer reported
Sep 7, 2016 to Mar 21, 2019factForm ADV

Controls (6)

← KAM, KWOK CHINGOwnerSHAREHOLDER, ownership code E, individual
Jul 24, 2018 to Mar 25, 2024factForm ADV
← LEEKHA, RAJEEVOwnerDIRECTOR / PORTFOLIO MANAGER, ownership code NA, individual
Jul 24, 2018 to Mar 25, 2024factForm ADV
← HORA, FRANCOIS, JOSEFOwnerCHIEF EXECUTIVE OFFICER, ownership code NA, individual
Jul 24, 2018 to Mar 25, 2024factForm ADV
← CHEUNG, TAO PINGOwnerHEAD OF OPERATIONS, ownership code NA, individual
Jul 24, 2018 to Mar 25, 2024factForm ADV
← COMPLUS HOLDINGS LIMITEDOwnerSHAREHOLDER, ownership code E, foreign entity
Jul 24, 2018 to Mar 25, 2024factForm ADV
← COMPLUS INVESTMENT LIMITEDOwnerSHAREHOLDER, ownership code E, foreign entity
Jul 24, 2018 to Mar 25, 2024factForm ADV

Dated events

Occurred
Mar 31, 2025
Regulatory AUM changed
Complus Asset Management Limited reported RAUM $5.4B, up 32% from $4.1B (2024-03-25 to 2025-03-31)
Form ADVobserved 6 days ago
$1.3B
Occurred
Mar 29, 2023
Control person left
Seoh Leng Goh (Director / Chief Executive Officer, Complus Asset Management (Singapore) Pte. Ltd.) no longer on Schedule A of Complus Asset Management Limited (listed 2022-03-30, absent 2023-03-29)
Form ADVobserved 6 days ago
Occurred
Mar 29, 2023
Control person left
Kishore Siddhartha Soni (Portfolio Manager, Complus Asset Management (Singapore) Pte. Ltd.) no longer on Schedule A of Complus Asset Management Limited (listed 2022-03-30, absent 2023-03-29)
Form ADVobserved 6 days ago
Occurred
Mar 29, 2023
Control person left
Mei Leng Chan (Portfolio Manager, Complus Asset Management (Singapore) Pte. Ltd.) no longer on Schedule A of Complus Asset Management Limited (listed 2022-03-30, absent 2023-03-29)
Form ADVobserved 6 days ago
Occurred
Mar 30, 2022
Control person joined
Seoh Leng Goh (Director / Chief Executive Officer, Complus Asset Management (Singapore) Pte. Ltd.) appeared on Schedule A of Complus Asset Management Limited
Form ADVobserved 6 days ago
Occurred
Mar 30, 2022
Control person joined
Kishore Siddhartha Soni (Portfolio Manager, Complus Asset Management (Singapore) Pte. Ltd.) appeared on Schedule A of Complus Asset Management Limited
Form ADVobserved 6 days ago
Occurred
Mar 30, 2022
Control person joined
Mei Leng Chan (Portfolio Manager, Complus Asset Management (Singapore) Pte. Ltd.) appeared on Schedule A of Complus Asset Management Limited
Form ADVobserved 6 days ago
Occurred
Mar 21, 2019
Regulatory AUM changed
Complus Asset Management Limited reported RAUM $3.5B, up 114% from $1.7B (2018-07-24 to 2019-03-21)
Form ADVobserved 6 days ago
$1.9B
Occurred
Jul 24, 2018
First Form ADV filing
Complus Asset Management Limited filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:73426f51-7868-7565-9c33-ebd6f6d2fabb
First observed: Jul 24, 2018
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

COMPLUS ASSET MANAGEMENT LIMITED

CRD 173003

HONG KONG

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:73426f51-7868-7565-9c33-ebd6f6d2fabb

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:54 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

COMPLUS ASIA MACRO MASTER FUND LTD

Hedge Fund

$1.5B

Mar 25, 2024

Sep 7, 2016

reported

021-386090

COMPLUS ASIA FIXED INCOME FUND

Hedge Fund

$394M

Mar 25, 2024

Mar 6, 2018

reported

n/a

COMPLUS ASIA RATES DRAGON FUND LTD

Hedge Fund

$275M

Mar 21, 2019

Sep 7, 2016

dropped

n/a

COMPLUS ASIA MACRO JPY FUND

Hedge Fund

$128M

Mar 25, 2024

Sep 7, 2016

reported

n/a

COMPLUS ASIA RATES 2011 FUND LTD

Hedge Fund

Jul 5, 2021

Sep 7, 2016

dropped

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CHEUNG, TAO PING

HEAD OF OPERATIONS

yes

06/2011

Jul 24, 2018

Mar 25, 2024

COMPLUS HOLDINGS LIMITED

Shareholder

yes

08/2011

Jul 24, 2018

Mar 25, 2024

COMPLUS INVESTMENT LIMITED

Shareholder

yes

01/2011

Jul 24, 2018

Mar 25, 2024

HORA, FRANCOIS, JOSEF

CHIEF EXECUTIVE OFFICER

yes

03/2015

Jul 24, 2018

Mar 25, 2024

KAM, KWOK CHING

Shareholder

yes

06/2011

Jul 24, 2018

Mar 25, 2024

KAM, KWOK CHING

DIRECTOR / CHIEF INVESTMENT OFFICER

yes

01/2011

Jul 24, 2018

Mar 25, 2024

LEEKHA, RAJEEV

DIRECTOR / PORTFOLIO MANAGER

yes

08/2011

Jul 24, 2018

Mar 25, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

COMPLUS ASSET MANAGEMENT (SINGAPORE) PTE. LTD.

n/a

Other adviser

$5.9B

yes

n/a

COMPLUS ASSET MANAGEMENT (UK) LIMITED

n/a

Other adviser

$5.9B

yes

n/a

City

State

Country

Employees

Also broker-dealer

London

n/a

United Kingdom

Singapore

n/a

Singapore

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 31, 2026

$5.9B

n/a

2024

Mar 31, 2025

$5.4B

n/a

2023

Mar 25, 2024

$4.1B

$2.1B

2022

Mar 29, 2023

$3.3B

$1.8B

2021

Mar 30, 2022

$3.1B

$2.1B

2020

Mar 22, 2021

$3.3B

$1.8B

2019

Mar 12, 2020

$2.8B

$2.0B

2018

Mar 21, 2019

$3.5B

$2.0B

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$5.9B

$5.4B

9.6%

$3.3B

21.6%