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CRD 329571
LONDON
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| COMPLUS HOLDINGS LIMITED | Shareholder | E | yes | 03/2022 | Feb 16, 2024 | Mar 25, 2024 |
| COMPLUS INVESTMENT LIMITED | Shareholder | E | yes | 03/2022 | Feb 16, 2024 | Mar 25, 2024 |
| HORA, FRANCOIS, JOSEF | CHIEF COMPLIANCE OFFICER, CHIEF EXECUTIVE OFFICER, DIRECTOR | Na | yes | 03/2022 | Feb 16, 2024 | Mar 25, 2024 |
| KAM, KWOK CHING | Shareholder | E | yes | 03/2022 | Feb 16, 2024 | Mar 25, 2024 |
| LEEKHA, RAJEEV | DIRECTOR, SHAREHOLDER | Na | yes | 02/2023 | Feb 16, 2024 | Mar 25, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| COMPLUS ASSET MANAGEMENT (SINGAPORE) PTE. LTD. | n/a | Other adviser | $5.9B | N | yes | n/a |
| COMPLUS ASSET MANAGEMENT LIMITED | n/a | Other adviser | $5.9B | N | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| HONG KONG | n/a | Hong Kong | 7 | no |
| Singapore | n/a | Singapore | 2 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 31, 2026 | $5.9B | $5.9B | 5 | 3 | 0 | n/a | n/a |
| 2024 | Mar 31, 2025 | $5.4B | $5.4B | 6 | 4 | 0 | n/a | n/a |
| 2023 | Mar 25, 2024 | $4.1B | $4.1B | 6 | 5 | 2 | n/a | n/a |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $5.9B | $5.4B | 9.6% | n/a | n/a | 5 | 6 | 0 | 0 |