DFX Intelligence
Reading the graph
Reading the graph
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Advisor at C••••• I••••••••• A••••••• L••
ROCKVILLE, MD | Odenton, MD
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| C••••• I••••••••• A••••••• L•• | Bd affiliated wealth | Sep 1, 2023 | n/a | yes | ROCKVILLE, MD|Odenton, MD | Current employment |
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | Bd affiliated wealth | Jul 31, 2014 | Aug 29, 2023 | no | ROCKVILLE, MD |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | C••••• I••••••••• A••••••• L•• | Aug 29, 2023 | Sep 1, 2023 | 3 | Firm change | Ibd to ibd |
| N•• A•••••• S•••••••• L•• | R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | Jul 25, 2014 | Jul 31, 2014 |
| N•• A•••••• S•••••••• L•• | Former SEC adviser | Jun 10, 2014 | Jul 25, 2014 | no | Columbia, MD | Previous registration |
| S••••••••• | Former SEC adviser | Feb 21, 2012 | Dec 5, 2013 | no | FULTON, MD | Previous registration |
| 6 |
| Firm change |
| Other |
| S••••••••• | N•• A•••••• S•••••••• L•• | Dec 5, 2013 | Jun 10, 2014 | 187 | Firm change | Other |