DFX Intelligence

C•••• L•• P•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)15 years in industry

C•••• L•• P•••••••••

Advisor at C•••••••

Clarkston, MI

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Search this name across graphsid dfx:ria:7354f0fb-322d-3144-5ed0-aa5046952795

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:09 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Nov 19, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••••
Current firm class: institutional managerderived
Book size: not public••• Locked
Industry start: Nov 18, 2010earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••••	Institutional manager	Apr 9, 2015	n/a	yes	Clarkston, MI	Current employment
F•••••• O•• I••••••••• A•••••••• I•••	Former SEC adviser	Dec 20, 2011	Jan 31, 2013	no	CLARKSTON, MI	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F•••••• O•• I••••••••• A•••••••• I•••	C•••••••	Jan 31, 2013	Apr 9, 2015	798	Firm change after gap	Other
M••••• S••••••	F•••••• O•• I••••••••• A•••••••• I•••	Dec 12, 2011	Dec 20, 2011

Relationships

Registered with (3)

→ C•••••••Registered adviserregistration: current employment
Apr 9, 2015 to presentfactForm ADV
→ F•••••• O•• I••••••••• A•••••••• I•••Registered adviserregistration: previous registration
Dec 20, 2011 to Jan 31, 2013factForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Nov 19, 2010 to Dec 12, 2011factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7354f0fb-322d-3144-5ed0-aa5046952795
First observed: Nov 19, 2010
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.