RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- C••••••• institutional currentsince Apr 9, 2015 · Clarkston, Mi
- F•••••• O•• I••••••••• A•••••••• I••• formerDec 20, 2011 to Jan 31, 2013 · Clarkston, Mi
- M••••• S•••••• wirehouseNov 19, 2010 to Dec 12, 2011 · Bloomfield Hills, Mi
- F•••••• O•• I••••••••• A•••••••• I••• to C•••••••left Jan 31, 2013, registered Apr 9, 2015 (798 days) · Other
- M••••• S•••••• to F•••••• O•• I••••••••• A•••••••• I•••left Dec 12, 2011, registered Dec 20, 2011 (8 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address