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Advisor at LPL FINANCIAL LLC
LAS VEGAS, NV
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Jul 21, 2021 | n/a | yes | LAS VEGAS, NV | Current employment |
| WADDELL & REED | Former SEC adviser | Aug 17, 2009 | Jul 21, 2021 | no | LAS VEGAS, NV|RIVERSIDE, CA|LAS VEGAS, NV|LAS VEGAS, NV | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Nov 5, 2007 | Aug 12, 2009 | no | HENDERSON, NV | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WADDELL & REED | LPL FINANCIAL LLC | Jul 21, 2021 | Jul 21, 2021 | 0 | Bulk transfer | Ibd to ibd |
| AMERIPRISE FINANCIAL SERVICES, LLC | WADDELL & REED | Aug 12, 2009 | Aug 17, 2009 | 5 | Firm change | Other |