DFX Intelligence
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Reading the graph
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Advisor at O•••••••
••• Locked
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| O••••••• | Independent wealth | Jan 1, 2026 | n/a | yes | Myersville, MD|BEACHWOOD, OH|Boonsboro, MD | Current employment |
| T••••• A••••••• S•••••••• I••• | Bd affiliated wealth | Feb 17, 2021 | Jun 1, 2021 | no | ATLANTA, GA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| T••••• A••••••• S•••••••• I••• | O••••••• | Jun 1, 2021 | Jan 1, 2026 | 1,675 | Firm change after gap | Ibd to RIA |
| B••• S••••••••• L•• | T••••• A••••••• S•••••••• I••• | Feb 17, 2021 | Feb 17, 2021 |
| B••• S••••••••• L•• | Former SEC adviser | Jan 2, 2018 | Feb 17, 2021 | no | CHARLOTTE, NC|FREDERICK, MD|BRUNSWICK, MD|SEVERNA PARK, MD|MIDDLETOWN, MD|ROCKVILLE, MD|RICHMOND, VA | Previous registration |
| B••• I••••••••• S•••••••• I••• | Former SEC adviser | Mar 23, 2006 | Jan 2, 2018 | no | FREDERICK, MD|WALKERSVILLE, MD|FREDERICK, MD|FREDERICK, MD|FREDERICK, MD|FREDERICK, MD|FREDERICK, MD|FREDERICK, MD|ADAMSTOWN, MD|MIDDLETOWN, MD|FREDERICK, MD|BRUNSWICK, MD|FREDERICK, MD|CHARLOTTE, NC|CHARLOTTE, NC|SEVERNA PARK, MD|WALKERSVILLE, MD|FREDERICK, MD|FREDERICK, MD|FREDERICK, MD|BRUNSWICK, MD | Previous registration |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Wirehouse | Jan 30, 2001 | Aug 28, 2002 | no | HAGERSTOWN, MD | Previous registration |
| 0 |
| Bulk transfer |
| Ibd to ibd |
| B••• I••••••••• S•••••••• I••• | B••• S••••••••• L•• | Jan 2, 2018 | Jan 2, 2018 | 0 | Bulk transfer | Other |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | B••• I••••••••• S•••••••• I••• | Aug 28, 2002 | Mar 23, 2006 | 1,303 | Firm change after gap | Wirehouse to new firm |