DFX Intelligence

Data Factory

RIA / WealthAdvisorCertified Financial Planner18 years in industry

MALIK S LEE

Advisor at FELTON & PEEL WEALTH MANAGEMENT, INC.

Atlanta, GA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7370f47c-0cfc-939c-e05b-992e7074ccb9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:42 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Feb 12, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: FELTON & PEEL WEALTH MANAGEMENT, INC.
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 6, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 3
Designations: Certified Financial Planner
Exams: S66
First exam: Feb 6, 2008
First registration: Feb 12, 2008
Dual registered: no
IAPD individual key: 5443462

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
FELTON & PEEL WEALTH MANAGEMENT, INC.	State registered	Aug 23, 2018	n/a	yes	Atlanta, GA	Current employment
KLONDIKE FINANCIAL, LLC	n/a	Aug 28, 2024	May 14, 2025	no	DALLAS, GA	Previous registration
HENSSLER FINANCIAL	Independent wealth	Oct 30, 2013	Aug 15, 2018	no	KENNESAW, GA	Previous registration
SECURITIES AMERICA ADVISORS, INC.	Former SEC adviser	Mar 1, 2011	Jul 15, 2013	no	SMYRNA, GA\|ATLANTA, GA\|ATLANTA, GA	Previous registration
MSI FINANCIAL SERVICES, INC.	Former SEC adviser	Jan 12, 2009	Mar 10, 2011	no	ATLANTA, GA\|ATLANTA, GA\|ATLANTA, GA	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Feb 12, 2008	Aug 26, 2008	no	ATLANTA, GA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
KLONDIKE FINANCIAL, LLC	n/a	May 14, 2025	n/a	n/a	Departure no registered destination	Departure
HENSSLER FINANCIAL	FELTON & PEEL WEALTH MANAGEMENT, INC.	Aug 15, 2018	Aug 23, 2018	8	Firm change	RIA to state RIA
SECURITIES AMERICA ADVISORS, INC.	HENSSLER FINANCIAL	Jul 15, 2013	Oct 30, 2013	107	Firm change	Other
MSI FINANCIAL SERVICES, INC.	SECURITIES AMERICA ADVISORS, INC.	Mar 10, 2011	Mar 1, 2011	-9	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	MSI FINANCIAL SERVICES, INC.	Aug 26, 2008	Jan 12, 2009	139	Firm change	Other

Relationships

Registered with (6)

→ FELTON & PEEL WEALTH MANAGEMENT, INC.Registered adviserregistration: current employment
Aug 23, 2018 to presentfactForm ADV
→ KLONDIKE FINANCIAL, LLCRegistered adviserregistration: previous registration
Aug 28, 2024 to May 14, 2025factForm ADV
→ HENSSLER FINANCIALRegistered adviserregistration: previous registration
Oct 30, 2013 to Aug 15, 2018factForm ADV
→ SECURITIES AMERICA ADVISORS, INC.Registered adviserregistration: previous registration
Mar 1, 2011 to Jul 15, 2013factForm ADV
→ MSI FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Jan 12, 2009 to Mar 10, 2011factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Feb 12, 2008 to Aug 26, 2008factForm ADV

Dated events

Occurred
May 14, 2025
Advisor departed, no destination yet
Malik S Lee no longer registered at Klondike Financial, Llc; no later IA registration on IAPD
Form ADVobserved 4 days ago