DFX Intelligence

A••••• M•••••• M••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor31 years in industry

A••••• M•••••• M••••••

Advisor at M•••••• A••••••• S•••••••• I•••

ROANOKE, VA

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Search this name across graphsid dfx:ria:7370fc3e-5a5c-bfc5-c043-327325ced41a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:17 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: May 6, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•••••• A••••••• S•••••••• I•••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Mar 28, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 21derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•••••• A••••••• S•••••••• I•••	State registered	Jun 29, 2005	n/a	yes	ROANOKE, VA	Current employment
C••••••• • C••• I•••	Former SEC adviser	Sep 21, 2004	Jun 29, 2005	no	ROANOKE, VA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••• • C••• I•••	M•••••• A••••••• S•••••••• I•••	Jun 29, 2005	Jun 29, 2005	0	Firm change	Other
R•••••• J•••• F•••••••• S•••••••• I•••	C••••••• • C••• I•••	Sep 23, 2004	Sep 21, 2004

Relationships

Registered with (3)

→ M•••••• A••••••• S•••••••• I•••Registered adviserregistration: current employment
Jun 29, 2005 to presentfactForm ADV
→ C••••••• • C••• I•••Registered adviserregistration: previous registration
Sep 21, 2004 to Jun 29, 2005factForm ADV
→ R•••••• J•••• F•••••••• S•••••••• I•••Registered adviserregistration: previous registration
May 6, 1999 to Sep 23, 2004factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7370fc3e-5a5c-bfc5-c043-327325ced41a
First observed: May 6, 1999
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.