RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A••••• M•••••• M••••••
- M•••••• A••••••• S•••••••• I••• state registered currentsince Jun 29, 2005 · Roanoke, Va
- C••••••• • C••• I••• formerSep 21, 2004 to Jun 29, 2005 · Roanoke, Va
- R•••••• J•••• F•••••••• S•••••••• I••• unclassifiedMay 6, 1999 to Sep 23, 2004 · Roanoke, Va
- C••••••• • C••• I••• to M•••••• A••••••• S•••••••• I•••left Jun 29, 2005, registered Jun 29, 2005 (0 days) · Other
- R•••••• J•••• F•••••••• S•••••••• I••• to C••••••• • C••• I•••left Sep 23, 2004, registered Sep 21, 2004 (-2 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address