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Advisor at WELLS FARGO ADVISORS
HOUSTON, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Jul 16, 2026 | n/a | yes | HOUSTON, TX | Current employment |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Aug 21, 2023 | Jul 24, 2026 | no | Houston, TX|Yoakum, TX | Previous registration |
| COMERICA SECURITIES | Former SEC adviser | Dec 1, 2021 | Nov 3, 2023 | no | HOUSTON, TX|SUGARLAND, TX|HOUSTON, TX | Previous registration |
| MML INVESTORS SERVICES, LLC | Bd affiliated wealth | Oct 9, 2020 | Dec 8, 2021 | no | Houston, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| AMERIPRISE FINANCIAL SERVICES, LLC | WELLS FARGO ADVISORS | Jul 24, 2026 | Jul 16, 2026 | -8 | Firm change | Ibd to wirehouse |
| COMERICA SECURITIES | AMERIPRISE FINANCIAL SERVICES, LLC | Nov 3, 2023 | Aug 21, 2023 | -74 | Bulk transfer | RIA to ibd |
| MML INVESTORS SERVICES, LLC | COMERICA SECURITIES | Dec 8, 2021 | Dec 1, 2021 | -7 | Firm change | Ibd to RIA |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 6363:19616:TX:2026-07-17 | Jul 24, 2026 | Jul 16, 2026 | YOAKUM, TX | Firm change |