DFX Intelligence

G••••• D••••• R••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

G••••• D••••• R••••••

Advisor at W•••• F•••• A•••••••

SAN DIEGO, CA

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Search this name across graphsid dfx:ria:737685b5-0a55-71f1-a248-4d05672eba8d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:31 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Mar 9, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••• F•••• A•••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Jan 11, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W•••• F•••• A•••••••	Wirehouse	Oct 11, 2019	n/a	yes	SAN DIEGO, CA\|SAN DIEGO, CA	Current employment
M••••• S••••••	Wirehouse	Apr 11, 2011	Oct 16, 2019	no	San Diego, CA\|San Diego, CA\|San Diego, CA\|SAN DIEGO, CA\|San Diego, CA\|Carlsbad, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• S••••••	W•••• F•••• A•••••••	Oct 16, 2019	Oct 11, 2019	-5	Firm change	Wirehouse to wirehouse
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	M••••• S••••••	Apr 12, 2011	Apr 11, 2011

Team moves

••• Locked

Team	Left	Joined	From	Kind
149777:19616:CA:2019-10-14	Oct 16, 2019	Oct 11, 2019	CARLSBAD, CA	Firm change

Relationships

Registered with (4)

→ W•••• F•••• A•••••••Registered adviserregistration: current employment
Oct 11, 2019 to presentfactForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Apr 11, 2011 to Oct 16, 2019factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Oct 23, 2009 to Apr 12, 2011factForm ADV
→ B••• O• A•••••• I••••••••• S•••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:737685b5-0a55-71f1-a248-4d05672eba8d
First observed: Mar 9, 2001
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.