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Advisor at WELLS FARGO ADVISORS
PASADENA, CA | WEST COVINA, CA | CHARLESTON, SC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Aug 11, 2025 | n/a | yes | WEST COVINA, CA|CHARLESTON, SC|PASADENA, CA | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Jan 3, 2011 | Aug 11, 2025 | no | CLAREMONT, CA|WEST COVINA, CA|WEST COVINA, CA|PASADENA, CA|PASADENA, CA|PASADENA, CA|PASADENA, CA | Previous registration |
| WELLS FARGO INVESTMENTS, LLC | n/a | Nov 14, 2006 | Jan 3, 2011 | no | MONTROSE, CA|WEST COVINA, CA|CLAREMONT, CA|WEST COVINA, CA|ALHAMBRA, CA|MONTROSE, CA|ALHAMBRA, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | WELLS FARGO ADVISORS | Aug 11, 2025 | Aug 11, 2025 | 0 | Bulk transfer | Wirehouse to wirehouse |
| WELLS FARGO INVESTMENTS, LLC | WELLS FARGO ADVISORS | Jan 3, 2011 | Jan 3, 2011 | 0 | Bulk transfer | Other |