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Advisor at MUTUAL ADVISORS, LLC
OMAHA, NE | Torrance, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MUTUAL ADVISORS, LLC | Bd affiliated wealth | Jul 1, 2013 | n/a | yes | Torrance, CA|OMAHA, NE | Current employment |
| LPL FINANCIAL LLC | Bd affiliated wealth | Jul 7, 2009 | Jun 6, 2011 | no | LOS ANGELES, CA|SAN DIEGO, CA|LOS ANGELES, CA | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Jan 5, 2005 | Jun 8, 2006 | no | ROLLING HILLS ESTATES, CA|ROLLING HILLS, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | MUTUAL ADVISORS, LLC | Jun 6, 2011 | Jul 1, 2013 | 756 | Firm change after gap | Other |
| CITIGROUP GLOBAL MARKETS INC. | LPL FINANCIAL LLC | Jun 8, 2006 | Jul 7, 2009 | 1,125 | Firm change after gap | Other |