DFX Intelligence
Reading the graph
Reading the graph
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Advisor at C••••••••• F•••••••• N••••••
RAYNHAM, MA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| C••••••••• F•••••••• N•••••• | National bd RIA | Jan 6, 2025 | n/a | yes | RAYNHAM, MA | Current employment |
| H••••• I••••••••• M••••••••• I••• | State registered | Oct 31, 2018 | Feb 27, 2025 | no | BROCKTON, MA|BROCKTON, MA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| H••••• I••••••••• M••••••••• I••• | C••••••••• F•••••••• N•••••• | Feb 27, 2025 | Jan 6, 2025 | -52 | Firm change after gap | Other |
| F••••••••• F•••••••• M••••••••• G••••• L•• | H••••• I••••••••• M••••••••• I••• | Oct 25, 2018 | Oct 31, 2018 |
| F••••••••• F•••••••• M••••••••• G••••• L•• | Former SEC adviser | May 16, 2017 | Oct 25, 2018 | no | FOXBORO, MA | Previous registration |
| V••• R••••••••• A•••••••• L•• | Other adviser | Jul 17, 2006 | Jun 23, 2010 | no | QUINCY, MA | Previous registration |
| 6 |
| Firm change |
| RIA to state RIA |
| V••• R••••••••• A•••••••• L•• | F••••••••• F•••••••• M••••••••• G••••• L•• | Jun 23, 2010 | May 16, 2017 | 2,519 | Firm change after gap | Other |