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Q•••••• L•••• R•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)28 years in industry

Q•••••• L•••• R•••

Advisor at C••••••••• P•••••••• R••••• C•••

South Jordan, UT | WOODBURY, NY

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Search this name across graphsid dfx:ria:7392cb2b-86a2-74c2-bae8-b92a9269137c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:40 AM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 0
On other graphs: 0
Observed: Aug 10, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••••• P•••••••• R••••• C•••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 17, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••••• P•••••••• R••••• C•••	Independent wealth	Jun 23, 2026	n/a	yes	WOODBURY, NY\|South Jordan, UT	Current employment
P••••••• A••••••• S•••••••• I•••	Independent wealth	Jun 15, 2015	Sep 16, 2015	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
P••••••• A••••••• S•••••••• I•••	C••••••••• P•••••••• R••••• C•••	Sep 16, 2015	Jun 23, 2026	3,933	Firm change after gap	Other
G••••• S••••••••• I•••	P••••••• A••••••• S•••••••• I•••	Jun 3, 2015

Relationships

Registered with (10)

→ C••••••••• P•••••••• R••••• C•••Registered adviserregistration: current employment
Jun 23, 2026 to presentfactForm ADV
→ P••••••• A••••••• S•••••••• I•••Registered adviserregistration: previous registration
Jun 15, 2015 to Sep 16, 2015factForm ADV
→ G••••• S••••••••• I•••Registered adviserregistration: previous registration
Jan 23, 2015 to Jun 3, 2015factForm ADV
→ U••••• C•••••• F•••••••• A•••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7392cb2b-86a2-74c2-bae8-b92a9269137c
First observed: Aug 10, 2000
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.