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Advisor at EQUITABLE ADVISORS, LLC
MELVILLE, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| EQUITABLE ADVISORS, LLC | National bd RIA | Apr 28, 2025 | n/a | yes | MELVILLE, NY | Current employment |
| PROSPECT FINANCIAL SERVICES LLC | Independent wealth | Dec 22, 2021 | Dec 15, 2025 | no | MELVILLE, NY | Previous registration |
| THE PINNACLE FINANCIAL GROUP | Independent wealth | Aug 30, 2021 | Dec 31, 2021 | no | MELVILLE, NY | Previous registration |
| MAXIM FINANCIAL ADVISORS LLC | Independent wealth | Sep 22, 2020 | Jul 16, 2021 | no | NEW YORK, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PROSPECT FINANCIAL SERVICES LLC | EQUITABLE ADVISORS, LLC | Dec 15, 2025 | Apr 28, 2025 | -231 | Firm change after gap | RIA to ibd |
| THE PINNACLE FINANCIAL GROUP | PROSPECT FINANCIAL SERVICES LLC | Dec 31, 2021 | Dec 22, 2021 | -9 | Firm change | RIA to new firm |
| MAXIM FINANCIAL ADVISORS LLC | THE PINNACLE FINANCIAL GROUP | Jul 16, 2021 | Aug 30, 2021 | 45 | Firm change | Ibd to RIA |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 164395:314154:NY:2021-12-31 | Dec 31, 2021 | Dec 22, 2021 | MELVILLE, NY | Firm change |