DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Luciano Santino Marciano
Feed of 09/14/2026
Also filed as Lou Marciano
At current firm
1 y
since Apr 28, 2025
In the industry
30 y
since Dec 28, 1995 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Equitable Advisors, LLC national BD currentsince Apr 28, 2025 · Melville, Ny
- Prospect Financial Services LLC independent RIADec 22, 2021 to Dec 15, 2025 · Melville, Ny
- The Pinnacle Financial Group independent RIAAug 30, 2021 to Dec 31, 2021 · Melville, Ny
- Maxim Financial Advisors LLC independent RIASep 22, 2020 to Jul 16, 2021 · New York, Ny
Moves
a registration end followed by a registration begin elsewhere
- Prospect Financial Services LLC to Equitable Advisors, LLCleft Dec 15, 2025, registered Apr 28, 2025 (-231 days) · RIA to affiliated broker-dealer or bank
- The Pinnacle Financial Group to Prospect Financial Services LLCleft Dec 31, 2021, registered Dec 22, 2021 (-9 days) · RIA to a newly registered adviser · moved with a team
- Maxim Financial Advisors LLC to The Pinnacle Financial Groupleft Jul 16, 2021, registered Aug 30, 2021 (45 days) · Affiliated broker-dealer or bank to independent RIA
Signals
- Luciano Santino Marciano left Prospect Financial Services Llc for Equitable Advisors, Llc (registered 2025-04-28)Dec 15, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address