DFX Intelligence

O•• C•••• A•••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM under $100M

O•• C•••• A•••••••• L••

CRD 304255

ROCHESTER, NY

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Search this name across graphsid dfx:ria:739e1620-a0c1-8923-9fba-09e1fcdd19f7

Data as of Mar 19, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:21 PM UTC and rebuilt at most every 15 minutes.

Relationships: 13
Dated events: 1
On other graphs: 0
Observed: Feb 9, 2022 to Mar 19, 2026
7 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=1.0
Regulatory AUM: $90.2M••• Locked
Discretionary RAUM: $90.2M
Private client RAUM: $90.2Mderived••• Locked
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 3
RAUM per advisor: $30.1Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
M•••••• T••••• S•••••	n/a	ROCHESTER, NY	5	15	n/a	yes
B•••• M•••••• G•••	Certified Financial Planner	ROCHESTER, NY	5	10

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B•••• M• G•••• C•• P•	Member	C	yes	11/2023	Mar 27, 2024	Mar 27, 2024
G•••• B••••• M••••••	MANAGING MEMBER	E	yes	01/2024	Feb 9, 2022	Mar 27, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
B•••• M• G•••• C•• P•••	n/a	n/a	n/a	N	yes	n/a
S••••• F•••••••• M••••••••• L••	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 19, 2026

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$90.2M	$70.0M	28.9%	$31.0M	42.7%	3	3	0	0

Relationships

Affiliated with (1)

← LEIGH BALDWIN & CO., LLCRegistered adviserother investment adviser
factForm ADV

Registered with (3)

← G•••••• P•••• M••••••Advisorregistration: current employment
Jun 20, 2021 to presentfactForm ADV
← B•••• M•••••• G•••Advisorregistration: current employment
Jun 18, 2021 to presentfactForm ADV
← M•••••• T••••• S•••••

Dated events

Occurred
Feb 9, 2022
First Form ADV filing
O•• C•••• A•••••••• L•• filed its initial SEC registration (Form ADV)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:739e1620-a0c1-8923-9fba-09e1fcdd19f7
First observed: Feb 9, 2022
Last observed: Mar 19, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.